Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aaron Stephen PierettWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MML Investors Services, LLC10-04-2017
Adam B. MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Zachery PetersCommonwealth Financial NetworkMML Investors Services, LLC08-09-2018
Aenon WallacePark Avenue Securities LLCMML Investors Services, LLC$25011-28-2018
Andre DawkinsLincoln Financial Advisors CorporationMML Investors Services, LLC08-09-2017
Arun VermaniAllstate Financial Services, LLCMML Investors Services, LLC03-23-2010
Bernard Michael KrollWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)MML Investors Services, LLC10-26-2017
Bradley Christopher WilksPBMares Wealth Management LLCMML Investors Services, LLC11-10-2016
Brian Thomas ConnellyCommonwealth Financial NetworkMML Investors Services, LLC$50006-22-2009
Carolyn Marie RobinsonLincoln Financial Advisors CorporationMML Investors Services, LLC08-08-2017
Charles Michael FinfgeldCommonwealth Financial NetworkMML Investors Services, LLC$15006-22-2009
Charles Mitchell AllenLPL Financial LLCMML Investors Services, LLC08-21-2019
Cherena Cherell WigginsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-17-2015
Claude Wagner CarmackAmeriprise Financial Services, Inc.MML Investors Services, LLC$10012-04-2009
Colin Merrill ClarkLPL Financial LLCMML Investors Services, LLC$10011-29-2012
Daniel A SturmLPL Financial LLCMML Investors Services, LLC10-08-2015
Darren BanhAmeriprise Financial Services, Inc.MML Investors Services, LLC09-25-2009
David Johnson LongVoya Financial Advisors, Inc.MML Investors Services, LLC10-16-2019
Debbie Y. ParkNYLIFE Securities LLCMML Investors Services, LLC05-13-2010
Derek Huntington CoburnLPL Financial LLCMML Investors Services, LLC11-29-2012
Douglas Edward JonesLPL Financial LLCMML Investors Services, LLC11-17-2017
Douglas Louis RobbinsAllstate Financial Services, LLCMML Investors Services, LLC09-03-2009
Elaine Marie BayliffMorgan StanleyMML Investors Services, LLC11-01-2009
Elena Maria KochmanMorgan StanleyMML Investors Services, LLC$50008-31-2009
Ferdinand Victa PerezLincoln Financial Securities CorporationMML Investors Services, LLC$10012-26-2015
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Showing 1 to 25 of 82 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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