Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ryan Paul JenkinsHorace Mann Investors, Inc.MML Investors Services, LLC09-02-2020
Kevin Brian McCarthyHorace Mann Investors, Inc.MML Investors Services, LLC09-02-2020
Steven Kyle SykesCetera Investment Services LLCMML Investors Services, LLC08-19-2020
Joshua O Neil MorrisProEquities, Inc.MML Investors Services, LLC07-30-2020
Gregory Michael LohrCommonwealth Financial NetworkMML Investors Services, LLC04-22-2020
Ethan Michael LohrCommonwealth Financial NetworkMML Investors Services, LLC04-22-2020
Jeannie Jin LeeFarmers Financial Solutions, LLCMML Investors Services, LLC04-06-2020
John Benjamin SpoonerAmeritas Investment Company, LLCMML Investors Services, LLC02-14-2020
Utomwen Success UduaghanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMML Investors Services, LLC12-20-2019
David Johnson LongVoya Financial Advisors, Inc.MML Investors Services, LLC10-16-2019
Raymond T DifilippoJ.W. Cole Financial, Inc.MML Investors Services, LLC10-04-2019
Michael John DracoulisLPL Financial LLCMML Investors Services, LLC08-21-2019
Charles Mitchell AllenLPL Financial LLCMML Investors Services, LLC08-21-2019
Patrick Stephen CoorLPL Financial LLCMML Investors Services, LLC08-21-2019
Eugene Joseph ColliganTIAA-CREF Individual & Institutional Services, LLCMML Investors Services, LLC01-04-2019
Adam B MorganLPL Financial LLCMML Investors Services, LLC11-19-2018
Adam Zachery PetersCommonwealth Financial NetworkMML Investors Services, LLC08-09-2018
John Barton EdmundsCommonwealth Financial NetworkMML Investors Services, LLC07-30-2018
John Robert BradberryCommonwealth Financial NetworkMML Investors Services, LLC07-30-2018
Robert Lee Basham JrSecurian Financial Services, Inc.MML Investors Services, LLC03-13-2018
Francis Gibbons Sloan IIISecurian Financial Services, Inc.MML Investors Services, LLC02-16-2018
Matthew Ryan HaleSecurian Financial Services, Inc.MML Investors Services, LLC02-16-2018
Patricia St Clair LucasEquity Services, Inc.MML Investors Services, LLC11-01-2017
Bernard Michael KrollWells Fargo Clearing Services, LLCMML Investors Services, LLC10-26-2017
Paige Lovelace QuilterPruco Securities, LLC.MML Investors Services, LLC09-14-2017
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Showing 1 to 25 of 68 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.