Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
John E SearingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2019
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$102-15-2019
Anthony Comeau DavisMTX Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Ronald Henry Holmes Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2018
Whitney Eck RileyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Lawrence Scott McdonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-09-2018
Gregory Thomas ChevrierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Frank James McdonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Donna Marie CabrissesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$107-11-2018
David Thulbon Canham IVKeel Point Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2018
John R MckettaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2503-28-2018
Matthew J SpradlinRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2502-22-2018
Jeffrey John BulgerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2512-21-2017
Spencer Jones GarrettOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-20-2017
Michael Kenny FowlerCitigroup Global Markets Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-20-2017
David W ShannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$111-08-2017
Eric Anthony MajewskiSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2017
Ryland Hoover Hubbard Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$15008-30-2017
Cynthia Hancock ConnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1408-29-2017
Gregory Wilson McdonaldWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-19-2017
Hank C StricklerSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-15-2017
C Kemper WhartonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-26-2017
Michael T OneyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2017
Next Page »

Showing 1 to 25 of 184 entries

Page 1 | 2 | 3 | 4 | 5 | 6 | 7 | 8

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.