Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Frederic Houghton Phillips IIJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-30-2020
Norman Mark Gee JrMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated09-01-2020
Chrystin M WilliamsFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2020
Charles Alan BullWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-21-2020
Crystal Dee CrawfordWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15007-21-2020
Charles Marion Russell IIIMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5006-16-2020
Timothy John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Claudia P BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Brad Alan HarrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Axel John BellarsRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-18-2020
Tamim WaliSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-27-2020
Nathan Lee ArlandRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-01-2020
Neil Jude GoetzmanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5002-28-2020
Jeffrey Alan NauRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-28-2020
Darren Louis ColananniSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-21-2020
Michael BorzaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$19001-15-2020
Michael Jay BorzaRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5001-15-2020
Cherena WebbFidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Mark Jacob ToneyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-15-2020
Frank Junius Smith SrVoya Financial Advisors, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2501-10-2020
Tina Renee AnglinFirst Command Brokerage Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-08-2020
Christopher HenryInfinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-06-2019
Jonathan DAlton ThibodeauxOppenheimer & Co. Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1711-15-2019
Mary McKennaWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-11-2019
Nathan B DowdyJ.P. Morgan Securities LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-17-2019
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Showing 1 to 25 of 161 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.