Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Whitfield VetrovecDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20001-16-2009
James Lyon SmytheDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-16-2009
Robert W. Campbell IIICapitol Securities Management, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-10-2009
Joshua C. West VRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-09-2009
Christopher Eric BrugelGrey Owl Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Stacy Lynn Long, Paul Lansing MerrittCommonwealth Financial NetworkMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Jeffery Stephen ErberGrey Owl Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Allan Kenneth MalinaServus Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2009
Ernesto Vicente Sampson Jr.Ameriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-11-2009
Ted Mason TignorRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2009
Matthew B. CallanRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated12-01-2009
William Dennis Filer Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2009
Paul Joseph ZahorchakLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2010
Robert Gorman Taylor Jr., David Alex Ciccone, Thomas Zoltan HarsanyiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-16-2010
James Fredrick PalumboUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2010
John Larhue MitchellWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$20004-19-2010
Millicent Patryce EubanksWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated07-16-2010
James Frederick MillerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-27-2010
Elizabeth Keys CraddockLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2010
Mark Jesse BukowskiWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15009-03-2010
Mark BukowskiWells Fargo AdvisorsMerrill Lynch, Pierce, Fenner & Smith Incorporated$30009-27-2010
Owen L. Schrum IIISpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10005-06-2011
Robert Gordon Krebs Jr.Raymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20010-27-2011
Thomas Brian PennellRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15010-27-2011
Jennifer Finn DuffyRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$1010-27-2011
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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