Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Allan Kenneth MalinaServus Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2009
Alton Lee Christopher Anders Jr.Infinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-21-2015
Brantley HathawayBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-30-2014
C. Kemper Wharton, M. Todd OneyRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated$50006-19-2017
Cameron F. MillerMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated04-25-2013
Charles FerssizidisWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$15001-06-2014
Christopher Daniel WallsDavenport & Company LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10001-13-2014
Christopher Eric BrugelGrey Owl Capital Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-29-2009
Christopher Michael McGrathMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-03-2015
Christopher Raymond Beal, Brendan Christopher TooneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Christopher W. CoxAmeriprise Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2012
Conrad Kemper WhartonRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10004-26-2017
Cynthia Hancock ConnerMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$1408-29-2017
David Ellery JenningsJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$14203-23-2017
David JenningsJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$13503-23-2017
David Steven RasdolskyMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated$5003-31-2017
David Thulbon Canham IVKeel Point Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10003-28-2018
David W ShannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2017
Denika L. TokunagaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2014
Donna Marie CabrissesSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-11-2018
Edward Michael BohnslavBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-12-2016
Elizabeth Keys CraddockLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2010
Ema Dan Wilburn IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2012
Eric Anthony MajewskiSpire Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$4710-04-2017
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Showing 1 to 25 of 112 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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