Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018
Alan Steven Witt Jr.Wells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-05-2015
Alena M. KurlovichWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2014
Alexandra Fiona BabbTIAA-CREF Individual & Institutional Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2016
Allan Kenneth MalinaServus Capital ManagementMerrill Lynch, Pierce, Fenner & Smith Incorporated06-05-2009
Alton Lee Christopher Anders Jr.Infinex Investments, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-21-2015
Ame M. McCullinWells Fargo Clearing Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-25-2015
Amy Michelle StoneSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated01-11-2013
Andrew R. MerchantWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2011
Anil Kapoor Jr.Morgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated11-14-2012
Anita Keyser BostWells Fargo Advisors Financial Network, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10002-22-2013
Anthony Comeau DavisMTX Wealth Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2019
Barry Edward Seymour Jr.Fidelity Brokerage Services LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-19-2017
Barry Elijah WombleCapital One Investing, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated09-09-2016
Benjamin Joseph Lambert IVSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$20002-03-2012
Brad Alan HarrisRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10005-18-2020
Brande N. ColemanTD Ameritrade, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-17-2019
Branden BoschWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated09-23-2016
Brandon Richard GroegerBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-29-2016
Brantley HathawayBB&T Securities, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$1010-30-2014
Brenda H. PollardWaddell & ReedMerrill Lynch, Pierce, Fenner & Smith Incorporated08-23-2016
Brendan Christopher TooneMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated08-18-2017
Brian J. PetersenCharles Schwab & Co., Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated10-14-2016
Brian Lawrence McCarthyNavy Federal Asset Management, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-01-2016
Brian Lee MoffettSunTrust Investment Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-26-2014
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.