Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Nathan Wade TonsagerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-30-2018
Nicholas Alfred DeckerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-02-2017
Ruthellen R. AdsitLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-16-2017
Tyler Joseph FrechLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-20-2015
Kelly T. ShortLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5005-15-2015
Denika L. TokunagaLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-07-2014
George Merrick RectorLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2013
Ema Dan Wilburn IIILPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5011-23-2012
John C. McKendree Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated11-16-2012
Justin R. SchrinelLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated03-16-2012
Christopher Thomas DoyleLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2010
Elizabeth Keys CraddockLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-30-2010
James Frederick MillerLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$5008-27-2010
Paul Joseph ZahorchakLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated02-12-2010
William Dennis Filer Jr.LPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated12-03-2009
Catherine Shaner CarlockLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$101-30-2009
Mark A. ComptonLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated01-02-2009

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.