Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
David W ShannonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated11-08-2017
Matthew Cole ChalfantUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-08-2016
Taylor Brown YoumansUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-21-2015
Patricia Lynn SoileauUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-04-2013
Melvin Collier IrvinUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2012
Linda Suzanne PaulUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-20-2012
Stanley Charles KozubUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated05-21-2012
James Fredrick PalumboUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated04-16-2010
Michael P MuehrUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5007-08-2016
Tami Lynne AloisaUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5008-05-2015
Robert Gorman Taylor Jr.UBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-16-2010
David Alex CicconeUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$5004-16-2010
John E SearingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2019
Thomas Zoltan HarsanyiUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$15004-16-2010

Showing 1 to 15 of 15 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.