Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Michael Fowler, Wayne Creef, Jennifer AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$26007-18-2019
Jennifer S. AndersRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Wayne Alan CreefRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Michael Joseph FowlerRaymond James & Associates, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated07-18-2019
Kyle Harrison BlackEdward JonesMerrill Lynch, Pierce, Fenner & Smith Incorporated07-12-2019
Taylor David BeardLPL Financial LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated06-28-2019
Jennifer Lynn BerdellKinloch Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
Peter Carlyle WallsKinloch Capital, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated05-31-2019
John E SearingUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$10002-15-2019
Thomas Robert DicksonUBS Financial Services Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated02-15-2019
Ronald H. Holmes, Whitney E. RileyJanney Montgomery ScottMerrill Lynch, Pierce, Fenner & Smith Incorporated$20011-30-2018
Ronald Henry Holmes Jr.Janney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$10011-30-2018
Whitney Eck RileyJanney Montgomery Scott LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated$2511-30-2018
Lawrence McDonnell, Frank McDonnellRaymond JamesMerrill Lynch, Pierce, Fenner & Smith Incorporated11-09-2018
Lawrence S. McDonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2511-09-2018
Gregory Chevrier, Walter GrubbsMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Gregory Thomas ChevrierMorgan StanleyMerrill Lynch, Pierce, Fenner & Smith Incorporated10-05-2018
Frank J. McDonnellRaymond James Financial Services, Inc.Merrill Lynch, Pierce, Fenner & Smith Incorporated$2510-04-2018
Isiah John WilliamsNorthwestern Mutual Investment Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated10-03-2018
Akeem Marak ProsserMML Investors Services, LLCMerrill Lynch, Pierce, Fenner & Smith Incorporated08-17-2018

Showing 1 to 20 of 20 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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