Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Edward Benjamin BaldwinLPL Financial LLCMetLife Securities Inc.01-19-2010
Timothy C. KroskeyHornor, Townsend & Kent, LLCMetLife Securities Inc.02-01-2010
Daniel Ryan DouglasEmpire Wealth Management, LLCMetLife Securities Inc.09-28-2010
Philip James SaponaroNext Financial Group, Inc.MetLife Securities Inc.$1006-08-2012
Matthew Scott WorthingtonNYLIFE Securities LLCMetLife Securities Inc.10-05-2012
Michael Wade HousdenMorgan StanleyMetLife Securities Inc.01-02-2013
Michael Eugene MurphyLincoln Financial Securities CorporationMetLife Securities Inc.02-04-2014
Hubert Franklin Ramey IIILincoln Financial Securities CorporationMetLife Securities Inc.08-04-2014
Jeffrey PerryLPL Financial LLCMetLife Securities Inc.03-03-2015
Blake Edward FellowsWealthcare Advisory Partners LLCMetLife Securities Inc.03-06-2015
Sarala KattaVoya Financial Advisors, Inc.MetLife Securities Inc.12-01-2015
Kimberly W. WoodsonWells Fargo Clearing Services, LLCMetLife Securities Inc.12-22-2015
Kyle Robert ArcandLPL Financial LLCMetLife Securities Inc.$2511-09-2016
Charlene Renee GregoryLPL Financial LLCMetLife Securities Inc.11-09-2016
Kenneth James RoysterLPL Financial LLCMetLife Securities Inc.$2512-09-2016
Chrystin M. WilliamsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMetLife Securities Inc.12-22-2016
Thinh Quoc NguyenNYLIFE Securities LLCMetLife Securities Inc.01-20-2017
Marc Daniel HirshornCommonwealth Financial NetworkMetLife Securities Inc.$2503-03-2017
Barbara Reese HunterMML Investors Services, LLCMetLife Securities Inc.$15003-25-2017
Stephen Hendrick HodsonMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Joshua David WinstonMML Investors Services, LLCMetLife Securities Inc.$5003-25-2017
Roger Clark SwartzMML Investors Services, LLCMetLife Securities Inc.$3003-25-2017
Thomas Damian McKenzieMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Vickie Hendley PulleyMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Vinton McLaughlinMML Investors Services, LLCMetLife Securities Inc.$2503-25-2017
Next Page »

Showing 1 to 25 of 45 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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