Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

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Net Losses

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas CarusoAmeriprise Financial Services, LLCMorgan Stanley$10501-16-2015
William T PattonAmeriprise Financial Services, LLCMorgan Stanley$15004-26-2013
Patricia PickHighTower Advisors, LLCMorgan Stanley$22501-30-2015
John Lewis Joe BartholomewBB&T Securities, LLCMorgan Stanley$90002-14-2014
John Verfurth Richard Weeks Jeff GrinspoonHighTower Advisors, LLCMorgan Stanley$70007-13-2011
Ellen ClearyWells Fargo Clearing Services, LLCMorgan Stanley$16806-26-2015
Larry Hensle George Fleeson Mike Harper Steven Skonberg Scott McLaughlinWells Fargo Clearing Services, LLCMorgan Stanley$52906-14-2013
Frederick Schultz Lloyd Seested David Andreadis Richard Haskin Eric Teichberg Karen Ben-ShlaushUBS Financial Services Inc.Morgan Stanley$65908-11-2011
Alan HarterPactolus Private Wealth ManagementMorgan Stanley$1,00002-10-2011
John Bouchard Saundra F Albrite-Bouchard Julie-Anne LewisWashington Wealth ManagementMorgan Stanley$20012-14-2010
Zachary Todd HarbageUnited Income, Inc.Morgan Stanley09-23-2020
James Avery MerrittWells Fargo Clearing Services, LLCMorgan Stanley$10008-21-2020
Michael Shawn BaakoBayesian Investment ManagementMorgan Stanley08-06-2020
Jackson K TraxlerBB&T Securities, LLCMorgan Stanley08-05-2020
James E SwinneyB. Riley Wealth ManagementMorgan Stanley07-31-2020
Erynn D MenefeeFidelity Brokerage Services LLCMorgan Stanley07-10-2020
Kirsten EhrichWells Fargo Clearing Services, LLCMorgan Stanley06-26-2020
Jon Eric BostWells Fargo Advisors Financial Network, LLCMorgan Stanley$5005-01-2020
Levene Marie LeblancRoyal Alliance Associates, Inc.Morgan Stanley03-13-2020
Brianna Celeste BuntingFidelity Brokerage Services LLCMorgan Stanley11-20-2019
Timothy Olah MoorePNC InvestmentsMorgan Stanley11-04-2019
Iyad FattomCanaan Investment ManagementMorgan Stanley11-01-2019
Elizabeth Clark JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2019
Donna Lynn WigginsWells Fargo Clearing Services, LLCMorgan Stanley10-24-2019
William Garth EdwardsWells Fargo Clearing Services, LLCMorgan Stanley$5010-24-2019
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Showing 1 to 25 of 175 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.