Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Dennis Thomas OveryRaymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Walter Scott MowryRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Iris Cohen PorushRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Stuart Francis HonenbergerRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
George Andrew Wright Jr.Raymond James Financial Services, Inc.Morgan Stanley06-05-2009
Richard Thomas HoldenRaymond James Financial Services, Inc.Morgan Stanley06-26-2009
Paul Wayne CorleyLara, May & Associates, LLCMorgan Stanley07-22-2009
Michael Scott ChuAmeriprise Financial Services, LLCMorgan Stanley$1008-07-2009
Peter Mark DearcangelisWells Fargo Clearing Services, LLCMorgan Stanley08-14-2009
John Joseph CortaleGunnAllen Financial, IncMorgan Stanley08-25-2009
H. A McGillAmeriprise Financial Services, LLCMorgan Stanley$1009-11-2009
Beom Joon YunSecurities America, Inc.Morgan Stanley$10009-16-2009
Elmer Lee CainRobert W. Baird & Co. IncorporatedMorgan Stanley10-23-2009
Christopher Scott WrayRobert W. Baird & Co. IncorporatedMorgan Stanley10-23-2009
Christopher Howell HarveySecurities America, Inc.Morgan Stanley12-01-2009
James Andrew Flowers IIIRobert W. Baird & Co. IncorporatedMorgan Stanley12-04-2009
William Tayler JohnsonRobert W. Baird & Co. IncorporatedMorgan Stanley$15012-04-2009
Prescott Carter Terrell Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley$15012-04-2009
Stephen Vincent O'BrienLara, May & Associates, LLCMorgan Stanley12-04-2009
Scott William McDermottRaymond James Financial Services, Inc.Morgan Stanley$2501-08-2010
John Denison ArmatiRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2010
John Wimbish CraddockRobert W. Baird & Co. IncorporatedMorgan Stanley$15001-08-2010
Tommy Marcus CollinsRobert W. Baird & Co. IncorporatedMorgan Stanley01-08-2010
Paul Thornhill McWaneRobert W. Baird & Co. IncorporatedMorgan Stanley$15001-08-2010
John Wimbish Craddock Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley01-08-2010
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Showing 1 to 25 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.