Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Dennis Thomas OveryRaymond James Financial Services, Inc.Morgan Stanley$5006-05-2009
Walter Scott MowryRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
Iris Cohen PorushRaymond James Financial Services, Inc.Morgan Stanley06-05-2009
George Andrew Wright Jr.Raymond James Financial Services, Inc.Morgan Stanley06-05-2009
Richard Thomas HoldenRaymond James Financial Services, Inc.Morgan Stanley06-26-2009
Paul Wayne CorleyLara, May & Associates, LLCMorgan Stanley07-22-2009
Christopher Scott WrayRobert W. Baird & Co. IncorporatedMorgan Stanley10-23-2009
William Tayler JohnsonRobert W. Baird & Co. IncorporatedMorgan Stanley12-04-2009
Prescott Carter Terrell Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley12-04-2009
John Wimbish CraddockRobert W. Baird & Co. IncorporatedMorgan Stanley$15001-08-2010
John Denison ArmatiRaymond James Financial Services, Inc.Morgan Stanley$5001-08-2010
Scott William McDermottRaymond James Financial Services, Inc.Morgan Stanley$2501-08-2010
John Wimbish Craddock Jr.Robert W. Baird & Co. IncorporatedMorgan Stanley01-08-2010
Aubrey Lee MasonRobert W. Baird & Co. IncorporatedMorgan Stanley02-12-2010
Karen Sue MyersRaymond James Financial Services, Inc.Morgan Stanley03-12-2010
Marie RamirezDavenport & Company LLCMorgan Stanley03-18-2010
Joshua Shea HarrisMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5003-19-2010
Charles Patrick Maloney III, Carole H. MaloneyAmeriprise Financial Services, Inc.Morgan Stanley$5004-16-2010
Peter Robert Agnew, Nedra Overall AgnewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5006-04-2010
John Peyton SneadWells Fargo Clearing Services, LLCMorgan Stanley$1011-12-2010
Julie-Anne LewisKestra Private Wealth Services, LLCMorgan Stanley12-13-2010
John Bouchard, Saundra F. Albrite-Bouchard, Julie-Anne LewisWashington Wealth ManagementMorgan Stanley$20012-14-2010
Stephen Joseph SalleyLPL Financial LLCMorgan Stanley12-21-2010
Jeffrey Barry KrashinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-27-2010
Alan HarterPactolus Private Wealth ManagementMorgan Stanley$1,00002-10-2011
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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