Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam James SearleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2013
Alvin Morris SydnorUBS Financial Services Inc.Morgan Stanley$10011-04-2011
Amina Wanjiku MogajiWells Fargo Clearing Services, LLCMorgan Stanley12-18-2013
Amy C. GrievesInfinex Investments, Inc.Morgan Stanley01-03-2017
Amy Filliater GeorgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-16-2018
Amy Rosen RiceWells Fargo Clearing Services, LLCMorgan Stanley$10012-19-2016
Andrea Peck RossRBC Capital Markets, LLCMorgan Stanley05-15-2019
Andreas NydalWells Fargo Clearing Services, LLCMorgan Stanley10-09-2015
Anil Kapoor Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2013
Anne Iannone CroweWells Fargo Clearing Services, LLCMorgan Stanley$15008-05-2011
Anne Reece McVeighDavenport & Company LLCMorgan Stanley$10911-04-2016
Antoinette Marshall LucasOneAmerica Securities, Inc.Morgan Stanley04-03-2018
Ashton Alexander LoveDavenport & Company LLCMorgan Stanley09-30-2019
Aubrey Lee MasonRobert W. Baird & Co. IncorporatedMorgan Stanley02-12-2010
Bellamy Warren BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-04-2016
Benardo Stevon RichardsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1003-21-2011
Beom Joon YunSecurities America, Inc.Morgan Stanley$10009-16-2009
Bharat Nandiram MulchandaniSpire Securities, LLCMorgan Stanley11-30-2012
Brian Anthony ThomasWells Fargo Clearing Services, LLCMorgan Stanley$10009-12-2012
Brian FinkSpire Securities, LLCMorgan Stanley12-09-2011
Brian Joseph CaseyWells Fargo Clearing Services, LLCMorgan Stanley$2502-14-2020
Brian Vance WilsonWells Fargo Clearing Services, LLCMorgan Stanley$5009-26-2016
Bruce Andrew Van MeterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-08-2013
Carl Albert DehneAmeriprise Financial Services, LLCMorgan Stanley02-22-2012
Carole H. MaloneyAmeriprise Financial Services, LLCMorgan Stanley04-16-2010
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Showing 1 to 25 of 238 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.