Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Adam James SearleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2013
Alan HarterPactolus Private Wealth ManagementMorgan Stanley$1,00002-10-2011
Amy Rosen RiceWells Fargo Clearing Services, LLCMorgan Stanley$10012-19-2016
Andreas NydalWells Fargo Clearing Services, LLCMorgan Stanley10-09-2015
Anne Iannone CroweWells Fargo Clearing Services, LLCMorgan Stanley$15008-05-2011
Anne Reece McVeighDavenport & Company LLCMorgan Stanley$10911-04-2016
Aubrey Lee MasonRobert W. Baird & Co. IncorporatedMorgan Stanley02-12-2010
Bharat Nandiram MulchandaniSpire Securities, LLCMorgan Stanley11-30-2012
Brian Anthony ThomasWells Fargo Clearing Services, LLCMorgan Stanley$10009-12-2012
Brian Vance WilsonWells Fargo Clearing Services, LLCMorgan Stanley$5009-26-2016
Bruce Andrew Van MeterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-08-2013
Carolyn Patricia MenkerLPL Financial LLCMorgan Stanley$1009-06-2013
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
Charles Patrick Maloney III, Carole H. MaloneyAmeriprise Financial Services, Inc.Morgan Stanley$5004-16-2010
Christian Enrique MijaresSBK Financial, Inc.Morgan Stanley09-27-2017
Christina Argust FransckiewichWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-29-2011
Christina Elizabeth ToddCary Street PartnersMorgan Stanley$1,00008-12-2017
Christopher Scott WrayRobert W. Baird & Co. IncorporatedMorgan Stanley10-23-2009
Craig Robert LundWells Fargo Advisors Financial Network, LLCMorgan Stanley$5002-15-2019
Creg Fountain MatthewsWells Fargo Clearing Services, LLCMorgan Stanley$5008-22-2012
Cynthia Louise KordysCentaurus Financial, Inc.Morgan Stanley07-24-2013
Daniel Edward GrandstaffWells Fargo Clearing Services, LLCMorgan Stanley$2506-14-2016
Daniel Merithew AllenUBS Financial Services Inc.Morgan Stanley01-30-2015
David B. MarguliesLara, May & Associates, LLCMorgan Stanley11-02-2017
David Lamon WarnerPNC InvestmentsMorgan Stanley03-10-2011
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Showing 1 to 25 of 125 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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