Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jennie Lynn MorrowWells Fargo Clearing Services, LLCMorgan Stanley05-03-2019
Katherine Hoskins MackeyRaymond James Financial Services, Inc.Morgan Stanley07-06-2018
Nicole Ann VicencioLPL Financial LLCMorgan Stanley12-21-2017
David B. MarguliesLara, May & Associates, LLCMorgan Stanley11-02-2017
Yu ZhangLincoln Financial Advisors CorporationMorgan Stanley10-13-2017
Ray Franklin KauffmanWells Fargo Clearing Services, LLCMorgan Stanley09-28-2017
Christian Enrique MijaresSBK Financial, Inc.Morgan Stanley09-27-2017
Germaine Louise BroussardArete Wealth Management, LLCMorgan Stanley03-09-2017
Robert Allyn FratkinArete Wealth Management, LLCMorgan Stanley03-06-2017
Philip Rowland Church DudleyDudley Capital Management LLCMorgan Stanley01-12-2017
Philip Edward PauletteDavenport & Company LLCMorgan Stanley11-04-2016
Jason Michael AlfordDavenport & Company LLCMorgan Stanley11-04-2016
Simon Michel JosephBB&T Securities, LLCMorgan Stanley08-24-2016
Michael Patrick DuffyBogart Wealth, LLCMorgan Stanley08-22-2016
Jaskirat Singh LakhatWells Fargo Clearing Services, LLCMorgan Stanley11-20-2015
Andreas NydalWells Fargo Clearing Services, LLCMorgan Stanley10-09-2015
Sheldon Campbell StewartWells Fargo Clearing Services, LLCMorgan Stanley06-26-2015
Linda Kay WhittingtonWells Fargo Clearing Services, LLCMorgan Stanley04-02-2015
Robert Chase LeeDoxa Capital, LLCMorgan Stanley04-02-2015
David Nash MucciaroDoxa Capital, LLCMorgan Stanley04-01-2015
Daniel Merithew AllenUBS Financial Services Inc.Morgan Stanley01-30-2015
Thomas Vincent CarusoAmeriprise Financial Services, Inc.Morgan Stanley01-16-2015
Philip Ben SadtlerCantella & Co., Inc.Morgan Stanley12-12-2014
Trevor O. IkwildMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2014
Tony NerantzisRaymond James Financial Services, Inc.Morgan Stanley09-26-2014
Next Page »

Showing 1 to 25 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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