Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anne Reece McVeighDavenport & Company LLCMorgan Stanley$10911-04-2016
Stewart Marshall SiglerDavenport & Company LLCMorgan Stanley$2511-04-2016
Philip Edward PauletteDavenport & Company LLCMorgan Stanley11-04-2016
Jason Michael AlfordDavenport & Company LLCMorgan Stanley11-04-2016
Brian Vance WilsonWells Fargo Clearing Services, LLCMorgan Stanley$5009-26-2016
Simon Michel JosephBB&T Securities, LLCMorgan Stanley08-24-2016
Michael Patrick DuffyBogart Wealth, LLCMorgan Stanley08-22-2016
Daniel Edward GrandstaffWells Fargo Clearing Services, LLCMorgan Stanley$2506-14-2016
Todd Wilson DavisWells Fargo Clearing Services, LLCMorgan Stanley$1005-13-2016
Michael Patrick ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-28-2016
Jaskirat Singh LakhatWells Fargo Clearing Services, LLCMorgan Stanley11-20-2015
Robert Tyler PostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-09-2015
Andreas NydalWells Fargo Clearing Services, LLCMorgan Stanley10-09-2015
Ellen ClearyWells Fargo AdvisorsMorgan Stanley$16806-26-2015
Ellen ClearyWells Fargo Clearing Services, LLCMorgan Stanley$5006-26-2015
Sheldon Campbell StewartWells Fargo Clearing Services, LLCMorgan Stanley06-26-2015
Douglas Davis HodsonWells Fargo Clearing Services, LLCMorgan Stanley$5005-13-2015
Linda Kay WhittingtonWells Fargo Clearing Services, LLCMorgan Stanley04-02-2015
Robert Chase LeeDoxa Capital, LLCMorgan Stanley04-02-2015
David Nash MucciaroDoxa Capital, LLCMorgan Stanley04-01-2015
Patricia PickHightower AdvisorsMorgan Stanley$22501-30-2015
Patricia Walker PickHighTower Securities, LLCMorgan Stanley$10001-30-2015
Daniel Merithew AllenUBS Financial Services Inc.Morgan Stanley01-30-2015
Thomas CarusoAmeriprise Financial Services, Inc.Morgan Stanley$10501-16-2015
Thomas Vincent CarusoAmeriprise Financial Services, Inc.Morgan Stanley01-16-2015
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Showing 26 to 50 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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