Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Philip Ben SadtlerCantella & Co., Inc.Morgan Stanley12-12-2014
Walter Lewis Satterwhite Jr.Ameriprise Financial Services, Inc.Morgan Stanley$1011-26-2014
Trevor O. IkwildMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2014
Tony NerantzisRaymond James Financial Services, Inc.Morgan Stanley09-26-2014
Sean Alexander JoyceWells Fargo Advisors Financial Network, LLCMorgan Stanley07-09-2014
James Luther ChisomWells Fargo Clearing Services, LLCMorgan Stanley$10005-09-2014
John Lewis, Joe BartholomewBB&T SecuritiesMorgan Stanley$90002-14-2014
Joseph Whiteman Bartholomew IIIBB&T Securities, LLCMorgan Stanley02-14-2014
John Bellinger LewisBB&T Securities, LLCMorgan Stanley$15002-13-2014
Robert Mitchell McNeilyWells Fargo Clearing Services, LLCMorgan Stanley$1001-17-2014
Thomas Kevin Fahey Jr.Wells Fargo Clearing Services, LLCMorgan Stanley11-01-2013
Matthew M LudmerSpire Securities, LLCMorgan Stanley10-25-2013
James Wilkinson Holland CampRaymond James Financial Services, Inc.Morgan Stanley$1009-27-2013
Carolyn Patricia MenkerLPL Financial LLCMorgan Stanley$1009-06-2013
Bruce Andrew Van MeterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-08-2013
Adam James SearleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2013
Cynthia Louise KordysCentaurus Financial, Inc.Morgan Stanley07-24-2013
Susan Laurelle PerpallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-19-2013
Peter Michael CosentinoCUSO Financial Services, L.P.Morgan Stanley07-15-2013
Larry Hensle, George Fleeson, Mike Harper, Steven Skonberg, Scott McLaughlinWells Fargo AdvisorsMorgan Stanley$52906-14-2013
George Seward Fleeson Jr., Charles Michael Harper, Lawrence Fairbanks Hensle, Scott Francis McLaughlin, Steven Albert SkonbergWells Fargo Advisors Financial Network, LLCMorgan Stanley$10006-14-2013
Mitchell Ostrower Kernus, Katherine Ann McSweenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-07-2013
Randi Lynn SandersSecurities America, Inc.Morgan Stanley$5005-30-2013
Julia Brownlee MillerSecurities America, Inc.Morgan Stanley05-30-2013
Gerard Edwin SwientonInvestment Leadership, LLCMorgan Stanley05-24-2013
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Showing 51 to 75 of 124 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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