Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Howell Steven PosnerPurshe Kaplan Sterling InvestmentsMorgan Stanley$5011-13-2015
Robert Tyler PostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-09-2015
Andreas NydalWells Fargo Clearing Services, LLCMorgan Stanley10-09-2015
James William Dunn Jr.Wells Fargo Clearing Services, LLCMorgan Stanley09-11-2015
Joshua David WinstonMetLife Securities Inc.Morgan Stanley$5007-24-2015
Ellen ClearyWells Fargo Clearing Services, LLCMorgan Stanley$5006-26-2015
Sheldon Campbell StewartWells Fargo Clearing Services, LLCMorgan Stanley06-26-2015
Douglas Davis HodsonWells Fargo Clearing Services, LLCMorgan Stanley$5005-13-2015
David William WinnDixon Hughes Goodman Wealth Advisors LLCMorgan Stanley04-17-2015
Holly Ray CrockettDavenport & Company LLCMorgan Stanley$15004-06-2015
Robert Chase LeeDoxa Capital, LLCMorgan Stanley04-02-2015
Linda Kay WhittingtonWells Fargo Clearing Services, LLCMorgan Stanley04-02-2015
David Nash MucciaroDoxa Capital, LLCMorgan Stanley04-01-2015
Jeffrey H. SmithWells Fargo Clearing Services, LLCMorgan Stanley02-19-2015
Patricia Walker PickHighTower Securities, LLCMorgan Stanley$10001-30-2015
Daniel Merithew AllenUBS Financial Services Inc.Morgan Stanley01-30-2015
Thomas Vincent CarusoAmeriprise Financial Services, LLCMorgan Stanley01-16-2015
Philip Ben SadtlerCantella & Co., Inc.Morgan Stanley12-12-2014
Walter Lewis Satterwhite Jr.Ameriprise Financial Services, LLCMorgan Stanley$1011-26-2014
Percy Hamilton Clark IVSanders Morris Harris LLCMorgan Stanley11-17-2014
James Anthony RichardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2014
Mohanad Babikir ElhagWells Fargo Clearing Services, LLCMorgan Stanley10-17-2014
Debra S. ArthurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-13-2014
Trevor O. IkwildMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2014
Tony NerantzisRaymond James Financial Services, Inc.Morgan Stanley09-26-2014
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Showing 76 to 100 of 240 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.