Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Daryl Allen CheathamLionsgate Investments, Inc.Morgan Stanley$2509-10-2014
William Paul SossongWells Fargo Clearing Services, LLCMorgan Stanley09-04-2014
Henry Milner CaldwellWells Fargo Clearing Services, LLCMorgan Stanley08-15-2014
Marion Cosby KastenbaumDavenport & Company LLCMorgan Stanley08-06-2014
Ross Stefan AndersonMotley Fool Wealth Management, LLCMorgan Stanley$107-29-2014
Sean Alexander JoyceWells Fargo Advisors Financial Network, LLCMorgan Stanley07-09-2014
Roger Mason WallachSunTrust Investment Services, Inc.Morgan Stanley$5005-30-2014
Francis Noel TranSunTrust Investment Services, Inc.Morgan Stanley05-30-2014
James Luther ChisomWells Fargo Clearing Services, LLCMorgan Stanley$10005-09-2014
Susan L. BennettSunTrust Investment Services, Inc.Morgan Stanley03-07-2014
Geoffrey BrownB. C. Ziegler and CompanyMorgan Stanley02-20-2014
Joseph Whiteman Bartholomew IIIBB&T Securities, LLCMorgan Stanley02-14-2014
John Bellinger LewisBB&T Securities, LLCMorgan Stanley$15002-13-2014
Robert Mitchell McNeilyWells Fargo Clearing Services, LLCMorgan Stanley$1001-17-2014
Amina Wanjiku MogajiWells Fargo Clearing Services, LLCMorgan Stanley12-18-2013
William James AuriemmaWells Fargo Clearing Services, LLCMorgan Stanley$5012-13-2013
Charles Thomas Gray Jr.Fidelity Brokerage Services LLCMorgan Stanley11-15-2013
Anil Kapoor Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2013
Haider SharifiCambridge Investment Research, Inc.Morgan Stanley11-08-2013
Thomas Kevin Fahey Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$5011-01-2013
Matthew M LudmerSpire Securities, LLCMorgan Stanley10-25-2013
James Wilkinson Holland CampRaymond James Financial Services, Inc.Morgan Stanley$1009-27-2013
Matthew John BeasleyWells Fargo Clearing Services, LLCMorgan Stanley09-11-2013
Carolyn Patricia MenkerLPL Financial LLCMorgan Stanley$1009-06-2013
John Winthrop CobbSanders Morris Harris LLCMorgan Stanley09-06-2013
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Showing 101 to 125 of 240 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.