Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
William Thomas PattonAmeriprise Financial Services, Inc.Morgan Stanley04-26-2013
Louis Edwin EllisWells Fargo Clearing Services, LLCMorgan Stanley$1,00001-22-2013
Shane Timothy TwomeyWaddell & ReedMorgan Stanley12-26-2012
Morgan Blaine Pearsall IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-14-2012
Bharat Nandiram MulchandaniSpire Securities, LLCMorgan Stanley11-30-2012
Edward James Duffy Jr.Wells Fargo Clearing Services, LLCMorgan Stanley$1,00011-30-2012
Linda Sue LongScott & Stringfellow, LLCMorgan Stanley10-01-2012
Brian Anthony ThomasWells Fargo Clearing Services, LLCMorgan Stanley$10009-12-2012
Thomas R KirbyB. C. Ziegler and CompanyMorgan Stanley08-31-2012
Creg Fountain MatthewsWells Fargo Clearing Services, LLCMorgan Stanley$1,00008-22-2012
Ingrid Herrold StreichMid Atlantic Capital CorporationMorgan Stanley07-23-2012
John Joseph ForbergerPNC InvestmentsMorgan Stanley07-05-2012
Peter John Babbles Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$105-22-2012
Kenneth Charles BurgessWells Fargo Clearing Services, LLCMorgan Stanley05-11-2012
Laura Ann HannonWells Fargo Clearing Services, LLCMorgan Stanley04-25-2012
Elaine Marie BayliffH. Beck, Inc.Morgan Stanley04-02-2012
Cynthia Hancock ConnerUBS Financial Services Inc.Morgan Stanley02-27-2012
Michael Brian KempUBS Financial Services Inc.Morgan Stanley$29902-27-2012
Nelson Edward Link Jr.UBS Financial Services Inc.Morgan Stanley$10002-27-2012
Carl Albert DehneAmeriprise Financial Services, Inc.Morgan Stanley02-22-2012
Michelle Renee OwensSanders Morris Harris LLCMorgan Stanley01-09-2012
Brian FinkSpire Securities, LLCMorgan Stanley12-09-2011
Daniel Michael BesseSpire Securities, LLCMorgan Stanley12-09-2011
Alvin Morris SydnorUBS Financial Services Inc.Morgan Stanley11-04-2011
Jerry Ray GreenUBS Financial Services Inc.Morgan Stanley$5011-04-2011
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Showing 101 to 125 of 180 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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