Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Preston WallRaymond James Financial Services, Inc.Morgan Stanley09-28-2011
Lamont A. BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-12-2011
Henry Milner CaldwellMorgan StanleyMorgan Stanley08-22-2011
Anne Iannone CroweWells Fargo Clearing Services, LLCMorgan Stanley$15008-05-2011
Christina Argust FransckiewichWells Fargo Advisors Financial Network, LLCMorgan Stanley$5007-29-2011
Nader TamadonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-20-2011
Douglas Allen BowersSpire Securities, LLCMorgan Stanley05-20-2011
Michael Barry CarterAmeriprise Financial Services, LLCMorgan Stanley$5004-29-2011
Benardo Stevon RichardsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1003-21-2011
Mark Edward AmbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2503-11-2011
David Lamon WarnerPNC InvestmentsMorgan Stanley03-10-2011
John Michael PenicheWells Fargo Clearing Services, LLCMorgan Stanley$1003-04-2011
David Nash MucciaroMorgan StanleyMorgan Stanley02-16-2011
Jeffrey Barry KrashinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-27-2010
Stephen Joseph SalleyLPL Financial LLCMorgan Stanley$2512-21-2010
Julie-Anne LewisKestra Private Wealth Services, LLCMorgan Stanley$5012-13-2010
Daniel Elmer MorganLPL Financial LLCMorgan Stanley12-10-2010
John Peyton SneadWells Fargo Clearing Services, LLCMorgan Stanley$1011-12-2010
Edward Anson BartlettWells Fargo Clearing Services, LLCMorgan Stanley$15009-17-2010
Edward Darnell WilliamsLPL Financial LLCMorgan Stanley$15009-02-2010
Leslie Ann Evans-DunnWells Fargo Advisors Financial Network, LLCMorgan Stanley$5008-06-2010
John William Rader Jr.LPL Financial LLCMorgan Stanley$10007-23-2010
David Alan HerrickScott & Stringfellow, LLCMorgan Stanley$10006-23-2010
Marsha Updike MeltonScott & Stringfellow, LLCMorgan Stanley$15006-23-2010
Holly Hayden TuckScott & Stringfellow, LLCMorgan Stanley06-23-2010
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Showing 176 to 200 of 240 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.