Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Elizabeth Clark JordanMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-31-2019
Carrie A VanceMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-14-2019
Amy Filliater GeorgesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-16-2018
Richard William Maurer IIIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-24-2017
Michael Patrick ReyesMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10001-28-2016
Bellamy Warren BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley01-04-2016
Robert Tyler PostMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$5010-09-2015
James Anthony RichardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-05-2014
Debra S. ArthurMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley10-13-2014
Trevor O. IkwildMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-29-2014
Anil Kapoor Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley11-15-2013
Bruce Andrew Van MeterMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley08-08-2013
Adam James SearleMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-31-2013
Susan Laurelle PerpallMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10007-19-2013
Robert Gerald RichardsMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2507-19-2013
Mitchell Ostrower KernusMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley06-07-2013
Katherine Ann McSweenMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$106-07-2013
Morgan Blaine Pearsall IIMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-14-2012
Peter J Babbles Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley05-22-2012
Lamont A. BrownMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley09-12-2011
Nader TamadonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley07-20-2011
Benardo Stevon RichardsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$1003-21-2011
Mark Edward AmbergMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$2503-11-2011
Jeffrey Barry KrashinMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley12-27-2010
Peter Robert AgnewMerrill Lynch, Pierce, Fenner & Smith IncorporatedMorgan Stanley$10006-04-2010
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.