Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Drew Michael ForteLPL Financial LLCNYLIFE Securities LLC05-15-2019
Cortney HeykoopWoodbury Financial Services, Inc.NYLIFE Securities LLC09-13-2018
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Christopher Brian BishopSt. Bernard Financial Services, Inc.NYLIFE Securities LLC04-20-2017
Steven Moyer AgeeINVEST Financial CorporationNYLIFE Securities LLC04-12-2017
Harvinder Singh SahniOneAmerica Securities, Inc.NYLIFE Securities LLC03-03-2017
Mihir V ShahVALIC Financial Advisors, Inc.NYLIFE Securities LLC05-25-2016
Christopher Ryan HarrisClearView Financial, LLCNYLIFE Securities LLC05-18-2016
Matthew Edwin WicklineMML Investors Services, LLCNYLIFE Securities LLC04-05-2016
Harrison Hundley BowlinSignator Investors, Inc.NYLIFE Securities LLC03-04-2016
Kevin Aaron BosticClearView Financial, LLCNYLIFE Securities LLC02-12-2016
Yong Sik ParkMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC01-29-2016
Jason J HowellJason Howell CompanyNYLIFE Securities LLC11-24-2015
Timothy Cleyburn BullockWells Fargo Clearing Services, LLCNYLIFE Securities LLC11-05-2015
Ronald John SeegersStrategic Advisers LLCNYLIFE Securities LLC09-15-2015
Sophia Bokki ParkIndependent Financial Group, LLCNYLIFE Securities LLC08-03-2015
Charles Timothy TideyBB&T INVESTMENT SERVICES, INC.NYLIFE Securities LLC06-01-2015
Valerie A, Frank-SolorzanoPNC InvestmentsNYLIFE Securities LLC05-21-2015
Craig Antonio JonesAXA Advisors, LLCNYLIFE Securities LLC04-07-2015
Gregory Wilson McdonaldMerrill Lynch, Pierce, Fenner & Smith IncorporatedNYLIFE Securities LLC03-23-2015
Steadman Forrest KnightEdward JonesNYLIFE Securities LLC01-01-2015
Zenas Yong ChoiState Farm VP Management Corp.NYLIFE Securities LLC11-06-2014
Jay Hyunjoon HwangLPL Financial LLCNYLIFE Securities LLC11-03-2014
Theresa Wong David WhiteMML Investors Services, LLCNYLIFE Securities LLC06-17-2013
Simon ZhengMML Investors Services, LLCNYLIFE Securities LLC04-29-2013
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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