Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Leslie Tull CorriganLPL Financial LLCNationwide Securities, LLC$2508-17-2020
Edward Bolivar Huffman JrCabot Lodge Securities LLCNationwide Securities, LLC07-01-2020
Michael Ray JenkinsCabot Lodge Securities LLCNationwide Securities, LLC07-01-2020
James Richard PflaumCambridge Investment Research, Inc.Nationwide Securities, LLC07-01-2020
Tamara Jaber AbdelsamadH. Beck, Inc.Nationwide Securities, LLC06-30-2020
Tanis Elizabeth BroadwellLPL Financial LLCNationwide Securities, LLC04-15-2020
Mark Wayne MutterCabot Lodge Securities LLCNationwide Securities, LLC02-27-2020
Ryan Richard MillerLPL Financial LLCNationwide Securities, LLC02-06-2020
Grace ShenEquitable Advisors, LLCNationwide Securities, LLC$301-13-2020
Michael Wayne ChinnLPL Financial LLCNationwide Securities, LLC01-08-2020
Brandon Glenn HedrickCambridge Investment Research, Inc.Nationwide Securities, LLC11-18-2019
Ryan Gwyn HarrisCabot Lodge Securities LLCNationwide Securities, LLC10-31-2019
Angela Denise AkersCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
Earl Philip SchoenbornSagePoint Financial, Inc.Nationwide Securities, LLC09-23-2019
Merrill Tucker WaitsRauch Advisory LLCNationwide Securities, LLC06-05-2019
Robert Terrence Laufer SrLPL Financial LLCNationwide Securities, LLC12-13-2017
Kimberly Jean DebuskLPL Financial LLCNationwide Securities, LLC12-13-2017
Katherine Dossett HubbardLPL Financial LLCNationwide Securities, LLC12-13-2017
Mark W DrewryLPL Financial LLCNationwide Securities, LLC12-13-2017
Mallory Laufer LesterLPL Financial LLCNationwide Securities, LLC12-13-2017
William Garnett MillerRaymond James Financial Services, Inc.Nationwide Securities, LLC03-02-2015
Deborah Susan HaleAmeriprise Financial Services, LLCNationwide Securities, LLC02-27-2012
Brian Eugene BurnsideFidelity Brokerage Services LLCNationwide Securities, LLC12-19-2011

Showing 1 to 23 of 23 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.