Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Tanis Elizabeth BroadwellLPL Financial LLCNationwide Securities, LLC04-15-2020
Mark Wayne MutterCabot Lodge Securities LLCNationwide Securities, LLC02-27-2020
Brandon Glenn HedrickCambridge Investment Research, Inc.Nationwide Securities, LLC11-18-2019
William Riley Harvey Jr.Voya Financial Advisors, Inc.Nationwide Securities, LLC11-01-2019
Angela Denise AkersCetera Advisor Networks LLCNationwide Securities, LLC10-01-2019
Earl Philip SchoenbornSagePoint Financial, Inc.Nationwide Securities, LLC09-23-2019
Ty Patrick AndersonVoya Financial Advisors, Inc.Nationwide Securities, LLC09-18-2019
Merrill Tucker WaitsRauch Advisory LLCNationwide Securities, LLC06-05-2019
Jeffrey Clark LeonardAXA Advisors, LLCNationwide Securities, LLC06-07-2018
Robert Joseph Ianucci Jr.Farmers Financial Solutions, LLCNationwide Securities, LLC08-18-2017
Jody David BruceSecurian Financial Services, Inc.Nationwide Securities, LLC05-08-2017
Tanner Allen EtheridgeHSBC Securities (USA) Inc.Nationwide Securities, LLC03-07-2016
Charles Walker FritschCapital One Investing, LLCNationwide Securities, LLC08-12-2015
Coty Channing BackmonMerrill Lynch, Pierce, Fenner & Smith IncorporatedNationwide Securities, LLC11-19-2012
Neal Alan SticklesAllstate Financial Services, LLCNationwide Securities, LLC03-26-2012
Deborah Susan HaleAmeriprise Financial Services, LLCNationwide Securities, LLC02-27-2012
Keith A. GreenHartford Equity Sales Company Inc.Nationwide Securities, LLC01-09-2009
Michael Wayne ChinnLPL Financial LLCNationwide Securities, LLC$1001-08-2020
William Garnett MillerRaymond James Financial Services, Inc.Nationwide Securities, LLC$1003-02-2015
Mequell Anton GreenAXA Advisors, LLCNationwide Securities, LLC$2510-01-2019
Stephen Winston NoffsingerDavenport & Company LLCNationwide Securities, LLC$5001-18-2018

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.