Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

See all firms ranked by total gains

Recruiting Losses

Firm Total Moves

See all firms ranked by total losses

Net Gains

Firm Total Moves

See all firms ranked by total gains

Net Losses

Firm Total Moves

See all firms ranked by total losses

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Dean Farris SadakSecurities America, Inc.Next Financial Group, Inc.08-28-2017
Jerry Wayne BaileySecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Dennis Ray ThrockmortonSecurities America, Inc.Next Financial Group, Inc.$2508-25-2017
Elwood Gray Glass IIISecurities America, Inc.Next Financial Group, Inc.08-25-2017
Marvin Lee FaisonSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Paul Eric JorgensenSecurities America, Inc.Next Financial Group, Inc.08-25-2017
George Allen FoglesongSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Matthew Brown WhitakerSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Bruce Frederick GriggsSecurities America, Inc.Next Financial Group, Inc.08-25-2017
Herbert Louis PerlinHorter Investment Management, LLCNext Financial Group, Inc.04-11-2017
Ronald Keith BurtonAmeriprise Financial Services, LLCNext Financial Group, Inc.01-06-2016
Michael Jay MatthewsAmeriprise Financial Services, LLCNext Financial Group, Inc.01-06-2016
Robert Edward LaineGWN Securities Inc.Next Financial Group, Inc.09-29-2015
Thomas John CymerOpulen Financial Group, LLCNext Financial Group, Inc.12-08-2014
John Ernest WingfieldCambridge Investment Research, Inc.Next Financial Group, Inc.03-19-2013
Brian J LarocheMML Investors Services, LLCNext Financial Group, Inc.12-09-2011
Douglas Louis RauchRauch Advisory LLCNext Financial Group, Inc.02-14-2011
Michael Scott Rainey SrCapitol Securities Management, Inc.Next Financial Group, Inc.$2501-04-2010

Showing 1 to 18 of 18 entries

Page 1

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.