Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
David H. NittaMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2019
Alexander Bennett GoodsteinWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-23-2019
Stephen Philip FultzFultz InvestingNorthwestern Mutual Investment Services, LLC09-26-2018
Jason Robert MurrayGreenhouse MoneyNorthwestern Mutual Investment Services, LLC05-23-2018
Jordan Scott PeaceGreenhouse MoneyNorthwestern Mutual Investment Services, LLC05-23-2018
Samuel R WilliamsGeneos Wealth Management, Inc.Northwestern Mutual Investment Services, LLC01-19-2018
Henry Victor Millner IIILPL Financial LLCNorthwestern Mutual Investment Services, LLC12-18-2017
Christopher Martin BowenMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-20-2017
Timothy William DoozanKeel Point Capital, LLCNorthwestern Mutual Investment Services, LLC09-07-2016
Jeff Douglas DonhamThe Colony Group, LLCNorthwestern Mutual Investment Services, LLC05-25-2016
Cameron Bret KernsMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2016
Mary M. MickMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC10-07-2015
William Leonard Crosbie CarlAmeriprise Financial Services, Inc.Northwestern Mutual Investment Services, LLC04-15-2015
Patrick Nicolaus CarrollWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC01-05-2015
Brian Keith StewartUSAA Financial Advisors, Inc.Northwestern Mutual Investment Services, LLC08-04-2014
Norman R. Jones Jr.Park Avenue Securities LLCNorthwestern Mutual Investment Services, LLC11-08-2013
Elizabeth Hertzler VillenaveMML Investors Services, LLCNorthwestern Mutual Investment Services, LLC03-30-2012
Patricia Bullock BranchNYLIFE Securities LLCNorthwestern Mutual Investment Services, LLC03-06-2012
John Anderson Taylor IIIWells Fargo Clearing Services, LLCNorthwestern Mutual Investment Services, LLC03-14-2011
William Leonidas Dudley IIIPark Avenue Securities LLCNorthwestern Mutual Investment Services, LLC03-02-2010
Steven A. GibsonThe O.N. Equity Sales CompanyNorthwestern Mutual Investment Services, LLC01-13-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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