Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
John Raymond KnudsonAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$5006-15-2016
Deborah A GoodermuthAmeriprise Financial Services, LLCOppenheimer & Co. Inc.$20007-02-2015
Spencer Jones GarrettCanal Capital Management, LLCOppenheimer & Co. Inc.10-09-2019
Francis Clement DinsmoreCommonwealth Financial NetworkOppenheimer & Co. Inc.09-08-2016
Gary Marshall FriedmanCUSO Financial Services, L.P.Oppenheimer & Co. Inc.09-30-2019
Thomas Norwood Anderson IIIDavenport & Company LLCOppenheimer & Co. Inc.$15010-24-2019
Mark Christopher HughesLincoln Financial Advisors CorporationOppenheimer & Co. Inc.$2509-12-2017
Shahzeib ParvezPark Avenue Securities LLCOppenheimer & Co. Inc.05-16-2019
Lelis Marina PondSignator Investors, Inc.Oppenheimer & Co. Inc.$809-01-2017
Mark Roy PondSignator Investors, Inc.Oppenheimer & Co. Inc.$2505-05-2017
Alexi SaccoSpire Securities, LLCOppenheimer & Co. Inc.11-06-2018
Robert Dayton BlaineSunTrust Investment Services, Inc.Oppenheimer & Co. Inc.09-27-2012

Showing 1 to 12 of 12 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.