Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
James Alan FrangenbergM&T Securities, Inc.PNC Investments$5009-27-2018
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
Vladimir RazinWells Fargo Clearing Services, LLCPNC Investments07-21-2017
Ronald Alan MoriartyWells Fargo Clearing Services, LLCPNC Investments06-19-2017
David Austin CostanzoPFS Investments Inc.PNC Investments06-14-2017
Nick Robert LouridasMML Investors Services, LLCPNC Investments06-13-2017
Neetu KohliUnited Brokerage Services, IncPNC Investments05-16-2017
Jozsef Nandor Szadvari IIIDominion Financial Consultants, LLCPNC Investments03-22-2017
Martin Patrick KeaneSunTrust Investment Services, Inc.PNC Investments03-02-2017
Steven Maclen BonavitaWells Fargo Clearing Services, LLCPNC Investments$5005-27-2016
Nils Omar VidalMorgan StanleyPNC Investments05-17-2016
Nicholas Carl DursoSunTrust Investment Services, Inc.PNC Investments$102-24-2016
Louie Saji AtanganSunTrust Investment Services, Inc.PNC Investments01-22-2016
Eric Scott JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments12-08-2015
Tricia Renee MomyerBB&T INVESTMENT SERVICES, INC.PNC Investments11-02-2015
Rohan Sunil WadhwaniMorgan StanleyPNC Investments08-13-2015
David X ChuCitigroup Global Markets Inc.PNC Investments05-11-2015
Michael E RutlerSunTrust Investment Services, Inc.PNC Investments$15004-28-2015
Nathan Yaw Asante AddoHSBC Securities (USA) Inc.PNC Investments04-28-2015
Thomas Charles FinkenbinderNew Edge Capital Management, LLCPNC Investments03-13-2015
Shivani SinghAmeriprise Financial Services, Inc.PNC Investments02-27-2015
Jonathan Scott ButterfieldSunTrust Investment Services, Inc.PNC Investments12-19-2014
Martin James MckeeverWells Fargo Clearing Services, LLCPNC Investments08-01-2014
Franklin Alfonso Romero HillSunTrust Investment Services, Inc.PNC Investments07-17-2014
Next Page »

Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


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