Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Stephen Scott SiegleWells Fargo Clearing Services, LLCPNC Investments02-18-2011
Willie Douglas TateTD Private Client Wealth LLCPNC Investments10-31-2013
Eric William D'DioInfinex Investments, Inc.PNC Investments11-01-2013
Michael Charles BouldenUSAA Financial Advisors, Inc.PNC Investments05-15-2014
Jonathan Scott ButterfieldSunTrust Investment Services, Inc.PNC Investments12-19-2014
Thomas Charles FinkenbinderNew Edge Capital Management, LLCPNC Investments03-13-2015
Nathan Yaw Asante AddoHSBC Securities (USA) Inc.PNC Investments04-28-2015
David Xuan ChuCitigroup Global Markets Inc.PNC Investments05-11-2015
Eric Scott JohnsonMerrill Lynch, Pierce, Fenner & Smith IncorporatedPNC Investments12-08-2015
Nils Omar VidalMorgan StanleyPNC Investments05-17-2016
Steven Maclen BonavitaWells Fargo Clearing Services, LLCPNC Investments$5005-27-2016
Ronald Alan MoriartyWells Fargo Clearing Services, LLCPNC Investments06-19-2017
Jonathan Ryan GermanoHSBC Securities (USA) Inc.PNC Investments08-03-2017
Alaa Abduljaleel KhashanSunTrust Investment Services, Inc.PNC Investments09-17-2018
James Alan FrangenbergM&T Securities, Inc.PNC Investments$5009-27-2018
April Lain-Show WuWells Fargo Clearing Services, LLCPNC Investments11-20-2018
Jonathan Edward BjoringSunTrust Investment Services, Inc.PNC Investments09-06-2019

Showing 1 to 17 of 17 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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