Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Richard Ronald RomeroAmeriprise Financial Services, LLCPruco Securities, LLC.02-25-2020
Scott E. BraunGWFS Equities, Inc.Pruco Securities, LLC.01-21-2020
Jordan Mitchell ChalkleyMorgan StanleyPruco Securities, LLC.07-23-2019
Maurice Bernard SpringerAllstate Financial Services, LLCPruco Securities, LLC.05-10-2019
Alan Michael TofigP.J. Robb Variable CorporationPruco Securities, LLC.10-30-2018
Michael DanjczekKalos Capital, Inc.Pruco Securities, LLC.07-12-2018
Terence Vincent GallagherAmeriprise Financial Services, LLCPruco Securities, LLC.04-25-2018
Jeffrey Edward LoveInfinex Investments, Inc.Pruco Securities, LLC.04-17-2018
Benjamin Aneurin Huggin Jr.PNC InvestmentsPruco Securities, LLC.$10011-06-2017
Philip James CocceHSBC Securities (USA) Inc.Pruco Securities, LLC.10-24-2017
Curtis C. Harris IVNavy Federal Brokerage Services, LLCPruco Securities, LLC.10-12-2017
Tracie Lomax HonemondOneAmerica Securities, Inc.Pruco Securities, LLC.09-21-2017
Amanda Crocker AshPark Avenue Securities LLCPruco Securities, LLC.09-13-2017
Jaime R. Paz SoldanAllstate Financial Services, LLCPruco Securities, LLC.05-11-2017
Justin Lawrence BengelMerrill Lynch, Pierce, Fenner & Smith IncorporatedPruco Securities, LLC.12-08-2016
Lakeisha Nicole HillEF Legacy Securities, LLCPruco Securities, LLC.05-12-2016
Megan Elizabeth BoschLPL Financial LLCPruco Securities, LLC.04-26-2016
Keith A. GreenP.J. Robb Variable CorporationPruco Securities, LLC.01-29-2015
Thomas Michael BarrettPruco Securities, LLC.Pruco Securities, LLC.09-18-2014
Thomas Francis Fay Jr.Sanders Morris Harris LLCPruco Securities, LLC.08-18-2014
Brad Mckenzie BlaisdellEdward JonesPruco Securities, LLC.07-18-2014
Corey Brooke RamseyMML Investors Services, LLCPruco Securities, LLC.04-15-2013
William C. FrogaleFidelity Brokerage Services LLCPruco Securities, LLC.01-14-2013
Ryan Eugene MoorhartState Farm VP Management Corp.Pruco Securities, LLC.06-20-2012
James Regis Esaw Jr.M&T Securities, Inc.Pruco Securities, LLC.01-03-2011

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.