Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

Firm Total Moves

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Recruiting Losses

Firm Total Moves

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Net Gains

Firm Total Moves

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Net Losses

Firm Total Moves

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Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
ATHENA ELIZABETH McGuireAmeriprise Financial Services, LLCRBC Capital Markets, LLC03-09-2011
Mario GabaldaAmeriprise Financial Services, LLCRBC Capital Markets, LLC12-17-2010
William Edward Schroen IiiCUNA Brokerage Services, Inc.RBC Capital Markets, LLC10-31-2019
Michael Clarke DentonDavenport & Company LLCRBC Capital Markets, LLC06-22-2018
Christopher Warren LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC$15010-12-2012
Ethan David LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC$15010-12-2012
William Curtis Loomis IIIL.M. Kohn & CompanyRBC Capital Markets, LLC07-09-2010
William Curtis Loomis IVL.M. Kohn & CompanyRBC Capital Markets, LLC07-09-2010
George Frederick Leamnson JrLeamnson Capital Advisory, LLCRBC Capital Markets, LLC05-05-2011
Justin James HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$5005-13-2016
John Adam GilesMorgan StanleyRBC Capital Markets, LLC11-13-2014
Everette Maurice Hardee IiiOppenheimer & Co. Inc.RBC Capital Markets, LLC$15005-11-2012
James William Coburn JrOppenheimer & Co. Inc.RBC Capital Markets, LLC$15005-11-2012
John Mcwane DiromOppenheimer & Co. Inc.RBC Capital Markets, LLC$2503-11-2011
Kendall Dunn AveryOppenheimer & Co. Inc.RBC Capital Markets, LLC$15003-11-2011
Mark Aldo DesalvoUBS Financial Services Inc.RBC Capital Markets, LLC$3111-16-2011
Darel Robert GallagherWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-16-2015
Crystal Lynne BridgforthWells Fargo Clearing Services, LLCRBC Capital Markets, LLC$5001-16-2015

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.