Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alicia Coullier BorghiWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$10012-03-2010
Anoput PhimmasoneInfinex Investments, Inc.RBC Capital Markets, LLC04-01-2010
Barbara Gottschalk WiltshireWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50012-03-2010
Brian John BogartMorgan StanleyRBC Capital Markets, LLC$10011-13-2014
Christopher Warren LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC$10010-12-2012
Crystal Lynne BridgforthWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50001-16-2015
Darel Robert GallagherWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)RBC Capital Markets, LLC$50001-16-2015
David Andrew Mc GaugheyAmeriprise Financial Services, Inc.RBC Capital Markets, LLC$50001-11-2012
Deborah A GoodermuthOppenheimer & Co. Inc.RBC Capital Markets, LLC$20003-11-2011
Ethan David LindbloomJanney Montgomery Scott LLCRBC Capital Markets, LLC$15010-12-2012
Everette Maurice Hardee IIIOppenheimer & Co. Inc.RBC Capital Markets, LLC$50005-11-2012
George Frederick LeamnsonLeamnson Capital Advisory, LLCRBC Capital Markets, LLC05-05-2011
James Edward BogartMorgan StanleyRBC Capital Markets, LLC$10011-13-2014
James William Coburn Jr.Oppenheimer & Co. Inc.RBC Capital Markets, LLC$50005-11-2012
John Adam GilesMorgan StanleyRBC Capital Markets, LLC11-13-2014
John LiLPL Financial LLCRBC Capital Markets, LLC$25009-17-2009
John Mcwane DiromOppenheimer & Co. Inc.RBC Capital Markets, LLC$25003-11-2011
John Patrick DennisSunTrust Investment Services, Inc.RBC Capital Markets, LLC$50011-30-2011
John Raymond KnudsonOppenheimer & Co. Inc.RBC Capital Markets, LLC$50003-11-2011
Justin James HayesMerrill Lynch, Pierce, Fenner & Smith IncorporatedRBC Capital Markets, LLC$15005-13-2016
Kendall Dunn AveryOppenheimer & Co. Inc.RBC Capital Markets, LLC$25003-11-2011
Kevin Paul BuenvenidaMorgan StanleyRBC Capital Markets, LLC11-13-2014
Lelis Marina PondOppenheimer & Co. Inc.RBC Capital Markets, LLC05-11-2012
Mario GabaldaAmeriprise Financial Services, Inc.RBC Capital Markets, LLC12-17-2010
Mark Aldo DesalvoUBS Financial Services Inc.RBC Capital Markets, LLC$25011-16-2011
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Showing 1 to 25 of 35 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.