Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Wayne GibsonLPL Financial LLCRaymond James Financial Services, Inc.$15009-21-2018
Jason Allen SnyderCapitol Securities Management, Inc.Raymond James Financial Services, Inc.$2506-26-2018
Gary Marshall FriedmanOppenheimer & Co. Inc.Raymond James Financial Services, Inc.$5003-29-2018
Myles Pennington AllinghamMerrill Lynch, Pierce, Fenner & Smith IncorporatedRaymond James Financial Services, Inc.12-22-2017
Stephen Craig NelsonUnited Brokerage Services, IncRaymond James Financial Services, Inc.05-01-2017
Stuart Francis HonenbergerCommonwealth Financial NetworkRaymond James Financial Services, Inc.$10001-27-2017
Kelly Gallagher PettitAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-11-2017
Barbour Scott BussellsPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.08-30-2016
Samuel Whitfield HodgesSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.$108-02-2016
James Michael Gift Jr.Kestra Investment Services, LLCRaymond James Financial Services, Inc.05-02-2016
Ehab AlalfeyAzzad Asset Management, Inc.Raymond James Financial Services, Inc.01-12-2016
Larry Stephen GolubWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$5012-04-2015
Robert Adam MesserForefront Asset Management, LLCRaymond James Financial Services, Inc.11-04-2015
Jerry Edward GuidoLPL Financial LLCRaymond James Financial Services, Inc.$109-09-2015
Kelly Jean KrauseUnited Planners' Financial Services of America A Limited PartnerRaymond James Financial Services, Inc.08-04-2015
Kevin Matthew PattersonEdward JonesRaymond James Financial Services, Inc.$15005-11-2015
Caroline Rainey SorokosSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.04-24-2015
Christopher John WestermanMML Investors Services, LLCRaymond James Financial Services, Inc.10-25-2013
Christopher Michael HeilmanSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.05-31-2013
Alina LeeRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.03-22-2013
Joseph David DawkinsSignator Investors, Inc.Raymond James Financial Services, Inc.06-06-2012
Quentin Rivalier RoosPNC InvestmentsRaymond James Financial Services, Inc.03-01-2012
Summer Gail ParsonsCapitol Securities Management, Inc.Raymond James Financial Services, Inc.11-30-2011
Wesley John StienLodestar Financial Management, LLCRaymond James Financial Services, Inc.02-25-2011
Katherine Nola ReddleSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.03-12-2010
Next Page »

Showing 1 to 25 of 26 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.