Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jason Mcteague ScheurerInfinex Investments, Inc.Raymond James Financial Services, Inc.12-04-2009
Katherine Nola ReddleSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.03-12-2010
Wesley John StienLodestar Financial Management, LLCRaymond James Financial Services, Inc.02-25-2011
William Brook WescottRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.06-20-2011
Summer Gail ParsonsCapitol Securities Management, Inc.Raymond James Financial Services, Inc.11-30-2011
Quentin Rivalier RoosPNC InvestmentsRaymond James Financial Services, Inc.03-01-2012
Joseph David DawkinsSignator Investors, Inc.Raymond James Financial Services, Inc.$5006-06-2012
Jason Thomas BlountRaymond James Financial Services, Inc.Raymond James Financial Services, Inc.$10002-15-2013
Alina LeeRoyal Alliance Associates, Inc.Raymond James Financial Services, Inc.$5003-22-2013
Christopher Michael HeilmanSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.05-31-2013
Christopher John WestermanMML Investors Services, LLCRaymond James Financial Services, Inc.10-25-2013
Victoria Irene Piperni RossNorthwest Financial Group LLCRaymond James Financial Services, Inc.09-18-2014
Matthew Drummond LongFidelity Brokerage Services LLCRaymond James Financial Services, Inc.02-25-2015
Caroline Rainey SorokosSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.04-24-2015
Kevin Matthew PattersonEdward JonesRaymond James Financial Services, Inc.05-11-2015
Kelly Jean KrauseUnited Planners' Financial Services of America A Limited PartnerRaymond James Financial Services, Inc.08-04-2015
Jerry Edward GuidoLPL Financial LLCRaymond James Financial Services, Inc.$109-09-2015
Robert Adam MesserForefront Asset Management, LLCRaymond James Financial Services, Inc.$5011-04-2015
Larry Stephen GolubWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$5012-04-2015
Ehab AlalfeyAzzad Asset Management, Inc.Raymond James Financial Services, Inc.01-12-2016
Tracy Lee ClarkCapital One Investing, LLCRaymond James Financial Services, Inc.$5002-05-2016
Christopher Michael PedigoNorthwestern Mutual Investment Services, LLCRaymond James Financial Services, Inc.03-14-2016
Samuel Whitfield HodgesSunTrust Investment Services, Inc.Raymond James Financial Services, Inc.$1008-02-2016
Barbour Scott BussellsPurshe Kaplan Sterling InvestmentsRaymond James Financial Services, Inc.08-30-2016
David Franklin Edwards Jr.Charles Schwab & Co., Inc.Raymond James Financial Services, Inc.10-18-2016
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.