Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Ian DorseyWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.11-26-2018
Christopher John WestermanMML Investors Services, LLCRaymond James Financial Services, Inc.10-25-2013
Christopher Wayne GibsonLPL Financial LLCRaymond James Financial Services, Inc.$15009-21-2018
Ehab AlalfeyAzzad Asset Management, Inc.Raymond James Financial Services, Inc.01-12-2016
Elizabeth Ann WareRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Gary Marshall FriedmanOppenheimer & Co. Inc.Raymond James Financial Services, Inc.$5003-29-2018
Holly Lynn RemsingCentaurus Financial, Inc.Raymond James Financial Services, Inc.01-07-2019
James Michael MastersWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.03-27-2018
Jerry Edward GuidoLPL Financial LLCRaymond James Financial Services, Inc.09-09-2015
Kelly Jean KrauseUnited Planners' Financial Services of America A Limited PartnerRaymond James Financial Services, Inc.08-04-2015
Kevin Matthew PattersonEdward JonesRaymond James Financial Services, Inc.05-11-2015
Larry Stephen GolubWells Fargo Clearing Services, LLCRaymond James Financial Services, Inc.$5012-04-2015
Lori Dean FriseRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Philip C. CockrillRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Quentin Rivalier RoosPNC InvestmentsRaymond James Financial Services, Inc.03-01-2012
Randguem Elwood Baker IIIRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Robert Adam MesserForefront Asset Management, LLCRaymond James Financial Services, Inc.11-04-2015
Stephen Craig NelsonUnited Brokerage Services, IncRaymond James Financial Services, Inc.05-01-2017
Stuart Francis HonenbergerCommonwealth Financial NetworkRaymond James Financial Services, Inc.$7401-27-2017
Theresa Camille WaddellRaymond James Financial Services Advisors, IncRaymond James Financial Services, Inc.01-02-2009
Victoria Irene Piperni RossNorthwest Financial Group LLCRaymond James Financial Services, Inc.09-18-2014
Wesley John StienLodestar Financial Management, LLCRaymond James Financial Services, Inc.02-25-2011

Showing 1 to 22 of 22 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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