Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher Wayne FrazierLincoln Financial Securities CorporationSignator Investors, Inc.12-19-2014
Daniel Stephen BurrillCambridge Investment Research, Inc.Signator Investors, Inc.03-01-2017
David Thomas LarsonLPL Financial LLCSignator Investors, Inc.05-18-2012
Eric Scott DunnerGlassman Wealth Services, LLCSignator Investors, Inc.04-14-2015
John Michael KoesterKestra Investment Services, LLCSignator Investors, Inc.09-20-2016
Jordan Erin BerryhillSummit Brokerage Services, Inc.Signator Investors, Inc.$10007-22-2014
Joseph David DawkinsSEIASignator Investors, Inc.06-28-2012
Justin Jon BarhamCFD Investments, Inc.Signator Investors, Inc.$10001-02-2013
Kabirudeen SalamiAllstate Financial Services, LLCSignator Investors, Inc.$10006-24-2011
Karen L PaleyCUSO Financial Services, L.P.Signator Investors, Inc.$15001-24-2017
Kyle Christopher SmithSEIASignator Investors, Inc.11-14-2013
Matthew Robert BarretteLPL Financial LLCSignator Investors, Inc.$25009-10-2013
Matthew Ryan HaleMetLife Securities Inc.Signator Investors, Inc.03-29-2010
Meaghan Marie JohnsonNorthwestern Mutual Investment Services, LLCSignator Investors, Inc.10-29-2010
Richard Charles SgarlatoAXA Advisors, LLCSignator Investors, Inc.$50007-06-2016
Robert H Bowden IIISummit Brokerage Services, Inc.Signator Investors, Inc.02-04-2016
Robert Manning Loflin Jr.LPL Financial LLCSignator Investors, Inc.$10005-18-2012
Rudy NajeraLPL Financial LLCSignator Investors, Inc.$10009-13-2013
Russell Allen LescaultLincoln Financial Securities CorporationSignator Investors, Inc.12-19-2014
Thomas Caesar WestSEIASignator Investors, Inc.01-10-2011
Thomas Eugene DavisLPL Financial LLCSignator Investors, Inc.$50009-13-2013
Trevor O IkwildMorgan StanleySignator Investors, Inc.06-03-2013
William Alfred Simkins IIIAllstate Financial Services, LLCSignator Investors, Inc.05-23-2011
William J. LawfieldLPL Financial LLCSignator Investors, Inc.$10010-26-2018
William James Buehler Jr.Summit Brokerage Services, Inc.Signator Investors, Inc.$12207-22-2014

Showing 1 to 25 of 25 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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