Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Brian Keith WilliamsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.01-08-2009
Leonard John AmentAllstate Financial Services, LLCSunTrust Investment Services, Inc.01-30-2009
John Bellinger LewisCitigroup Global Markets Inc.SunTrust Investment Services, Inc.04-01-2009
Joseph Whiteman Bartholomew IIICitigroup Global Markets Inc.SunTrust Investment Services, Inc.04-01-2009
Michael Henry ByardAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$10004-17-2009
David B LandoWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$50011-13-2009
Sergio Javier TelloWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$50012-11-2009
John Edward Thornton IIIWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)Suntrust Investment Services, Inc.$10001-08-2010
John Warren Martin Jr.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$10001-29-2010
Amy Leigh CantrellAXA Advisors, LLCSunTrust Investment Services, Inc.$10002-02-2010
Graham Garrett MackeyWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$50002-03-2010
Gail Castleman HilderCentaurus Financial, Inc.SunTrust Investment Services, Inc.02-03-2010
Robert Brackett PriddyScott & Stringfellow, LLCSunTrust Investment Services, Inc.$50004-01-2010
Christopher Edward ThomasWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$10004-05-2010
Corey Mccabe HeckWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$50004-05-2010
David Matthew WalkerLPL Financial LLCSunTrust Investment Services, Inc.04-26-2010
Russell Lee SageWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.$50005-24-2010
Ryan Mckinley SmithLPL Financial LLCSunTrust Investment Services, Inc.$25009-17-2010
James Thomas RuffinWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)SunTrust Investment Services, Inc.10-01-2010
Nicholas Carl DursoMerrill Lynch, Pierce, Fenner & Smith IncorporatedSunTrust Investment Services, Inc.01-05-2011
Perry Lamar Chesney Jr.Wealthcare Capital Management LLCSunTrust Investment Services, Inc.04-12-2011
Edward Ladd CurrensMorgan StanleySunTrust Investment Services, Inc.08-26-2011
Cline Edward ReasorScott & Stringfellow, LLCSunTrust Investment Services, Inc.09-30-2011
Benjamin Chadwick SummersLPL Financial LLCSunTrust Investment Services, Inc.$50012-09-2011
David Wayne EllisLPL Financial LLCSunTrust Investment Services, Inc.12-09-2011
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Showing 1 to 25 of 111 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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