Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Clark ClearyRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
Donna Lynn MitchellMorgan StanleyUBS Financial Services Inc.$15010-26-2018
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$5010-17-2018
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Dawn Earl Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Tami Lynne AloisaSpire Securities, LLCUBS Financial Services Inc.10-10-2017
Kultar Singh BindraBB&T INVESTMENT SERVICES, INC.UBS Financial Services Inc.02-07-2017
Rthomas Edwards Jr.Davenport & Company LLCUBS Financial Services Inc.01-05-2017
Brandon Jeffrey MinkSpire Securities, LLCUBS Financial Services Inc.$15010-04-2016
Kenneth Stewart TyrrellCary Street PartnersUBS Financial Services Inc.08-25-2016
Mark David GoodsteinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7204-29-2016
Matthew Alexander CashRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.04-04-2016
Raj Christian BhattacharyaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2503-04-2016
Angela A AntonelliRaymond James Financial Services, Inc.UBS Financial Services Inc.$15001-15-2016
Brandon Maxwell CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-13-2015
Ronald Hall HicksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.$10008-20-2015
J. Lawrence ManolioWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-17-2015
David Michael Arthur Jr.Geneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Sheila Dianne BarnhartGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
William Ware Smith Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.01-16-2015
Cynthia Hancock ConnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-26-2014
Thomas Norwood Anderson IIIOppenheimer & Co. Inc.UBS Financial Services Inc.$15007-02-2014
Elizabeth Clark JordanMorgan StanleyUBS Financial Services Inc.02-11-2014
Carl Henry ChaputRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.01-03-2014
Next Page »

Showing 1 to 25 of 59 entries

Page 1 | 2 | 3

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.


Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting It'll help us continue to serve you.

Yes, show me how to whitelist

Ad blocker detected. Please whitelist us or give premium a try.