Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Clark ClearyRBC Capital Markets, LLCUBS Financial Services Inc.$10001-23-2019
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.$10012-07-2018
Donna Lynn MitchellMorgan StanleyUBS Financial Services Inc.$15010-26-2018
Anil BhandariSpire Securities, LLCUBS Financial Services Inc.$5010-17-2018
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Dawn Earl Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Tami Lynne AloisaSpire Securities, LLCUBS Financial Services Inc.10-10-2017
Kultar Singh BindraBB&T INVESTMENT SERVICES, INC.UBS Financial Services Inc.02-07-2017
Rthomas Edwards Jr.Davenport & Company LLCUBS Financial Services Inc.01-05-2017
Brandon Jeffrey MinkSpire Securities, LLCUBS Financial Services Inc.$15010-04-2016
Kenneth Stewart TyrrellCary Street PartnersUBS Financial Services Inc.08-25-2016
Mark David GoodsteinWells Fargo Clearing Services, LLCUBS Financial Services Inc.$7204-29-2016
Matthew Alexander CashRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.04-04-2016
Raj Christian BhattacharyaWells Fargo Clearing Services, LLCUBS Financial Services Inc.$2503-04-2016
Angela A AntonelliRaymond James Financial Services, Inc.UBS Financial Services Inc.$15001-15-2016
Brandon Maxwell CohenWells Fargo Clearing Services, LLCUBS Financial Services Inc.11-13-2015
Ronald Hall HicksonCUNA Brokerage Services, Inc.UBS Financial Services Inc.$10008-20-2015
J. Lawrence ManolioWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-17-2015
David Michael Arthur Jr.Geneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Sheila Dianne BarnhartGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
William Ware Smith Jr.Ameriprise Financial Services, Inc.UBS Financial Services Inc.01-16-2015
Cynthia Hancock ConnerMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.11-26-2014
Thomas Norwood Anderson IIIOppenheimer & Co. Inc.UBS Financial Services Inc.$15007-02-2014
Elizabeth Clark JordanMorgan StanleyUBS Financial Services Inc.02-11-2014
Carl Henry ChaputRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.01-03-2014
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Showing 1 to 25 of 59 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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