Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Recruiting Scoreboard (Q4 2020)

Recruiting Gains

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Recruiting Losses

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Net Gains

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Net Losses

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Jonathan Ryan GermanoRBC Capital Markets, LLCUBS Financial Services Inc.06-01-2020
Bryon Paul FusiniRBC Capital Markets, LLCUBS Financial Services Inc.05-22-2020
Ronald Clement FitzgeraldRBC Capital Markets, LLCUBS Financial Services Inc.05-22-2020
James David SchneiderWells Fargo Clearing Services, LLCUBS Financial Services Inc.05-22-2020
Michael Andrew CohnLPL Financial LLCUBS Financial Services Inc.01-30-2020
Anothep Anthony PhimmasoneMorgan StanleyUBS Financial Services Inc.11-15-2019
Daniel H YooPBMares Wealth Management LLCUBS Financial Services Inc.08-19-2019
Redmond Livingston Manierre JrMorgan StanleyUBS Financial Services Inc.08-12-2019
Willcox Keith BaileyOppenheimer & Co. Inc.UBS Financial Services Inc.12-07-2018
Christina Maria OConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Dawn Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Devin Mark MurrayTIAA-CREF Individual & Institutional Services, LLCUBS Financial Services Inc.04-11-2018
Michael Thomas BrooksBB&T Securities, LLCUBS Financial Services Inc.11-30-2017
Robert Thomas Edwards JrDavenport & Company LLCUBS Financial Services Inc.01-05-2017
Christian Todd ComptonWells Fargo Clearing Services, LLCUBS Financial Services Inc.04-29-2016
Matthew Alexander CashRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.04-04-2016
Julian Lawrence ManolioWells Fargo Clearing Services, LLCUBS Financial Services Inc.07-17-2015
Sheila D BarnhartGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
David Michael Arthur JrGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Amanda Barnhart ArthurGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Travis Hunter ClarkeLPL Financial LLCUBS Financial Services Inc.01-08-2013
Joseph Augustine Connor IVConnor Capital Management, LLCUBS Financial Services Inc.01-21-2011
Roger Herman Scheffel JrWilbanks, Smith & Thomas Asset Management, LLCUBS Financial Services Inc.11-09-2009
Charles Donald FellingLPL Financial LLCUBS Financial Services Inc.05-21-2009
Eric Charles ShowalterWells Fargo Clearing Services, LLCUBS Financial Services Inc.02-20-2009
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Showing 1 to 25 of 56 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.