Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Anothep Anthony PhimmasoneMorgan StanleyUBS Financial Services Inc.11-15-2019
Redmond Livingston Manierre Jr.Morgan StanleyUBS Financial Services Inc.08-12-2019
Christina Maria O'ConnellCommonwealth Financial NetworkUBS Financial Services Inc.08-03-2018
Dawn Thompson-MayfieldRaymond James Financial Services, Inc.UBS Financial Services Inc.07-02-2018
Matthew Craig HallBB&T Securities, LLCUBS Financial Services Inc.02-01-2018
Kultar Singh BindraBB&T Investment Services, Inc.UBS Financial Services Inc.02-07-2017
Robert Thomas Edwards Jr.Davenport & Company LLCUBS Financial Services Inc.01-05-2017
Christian Todd ComptonWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.04-29-2016
Matthew Alexander CashRobert W. Baird & Co. IncorporatedUBS Financial Services Inc.04-04-2016
Brandon Maxwell CohenWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.11-13-2015
Julian Lawrence ManolioWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)UBS Financial Services Inc.07-17-2015
Sheila Dianne BarnhartGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
David Michael Arthur Jr.Geneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Amanda Barnhart ArthurGeneos Wealth Management, Inc.UBS Financial Services Inc.01-16-2015
Thomas Norwood Anderson Jr.Oppenheimer & Co. Inc.UBS Financial Services Inc.08-04-2014
Elizabeth Clark JordanMorgan StanleyUBS Financial Services Inc.02-11-2014
Travis Hunter ClarkeLPL Financial LLCUBS Financial Services Inc.01-08-2013
John William Clark MillerVoya Financial Advisors, Inc.UBS Financial Services Inc.10-15-2012
Joseph Augustine Connor IVConnor Capital Management, LLCUBS Financial Services Inc.01-21-2011
James Edward FriddellMML Investors Services, LLCUBS Financial Services Inc.01-16-2011
Theodosis Demetrios GalanidesNike Investment Partners, LLCUBS Financial Services Inc.12-02-2009
Roger Herman Scheffel Jr.Wilbanks, Smith & Thomas Asset Management, LLCUBS Financial Services Inc.11-09-2009
Deborah Stewart NuttycombeMerrill Lynch, Pierce, Fenner & Smith IncorporatedUBS Financial Services Inc.10-30-2009
Paul Devon ChisholmThrivent Investment Management Inc.UBS Financial Services Inc.08-14-2009
Christopher Sang HanSecurian Financial Services, Inc.UBS Financial Services Inc.04-06-2009
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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