Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Christopher David GreearAXA Advisors, LLCVALIC Financial Advisors, Inc.$107-16-2018
Robert Alan WellsLPL Financial LLCVALIC Financial Advisors, Inc.06-07-2017
Tucker Vincent BraddockKeel Point Capital, LLCVALIC Financial Advisors, Inc.$15001-27-2017
Augustus Dean AnninosSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.09-26-2016
Brian Michael SchwabWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.08-04-2016
Mario Roberto OrozcoNYLIFE Securities LLCVALIC Financial Advisors, Inc.09-30-2014
Thomas H CarlsonSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.07-28-2014
Roland Touzeau MartinSecurities America Advisors, Inc.VALIC Financial Advisors, Inc.07-21-2014
Kevin F MeserveVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.$2505-15-2014
Amy C GrievesMorgan StanleyVALIC Financial Advisors, Inc.04-07-2014
John David WiedmaierWFG INVESTMENTS, INC.VALIC Financial Advisors, Inc.03-31-2014
Nehalkumar Rohitkumar ThakerVoya Financial Advisors, Inc.VALIC Financial Advisors, Inc.01-24-2014
Blair Keith BryantWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.10-08-2012
Joel W StiffWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.$1,00010-08-2012
Danielle Byrd ThompsonAXA Advisors, LLCVALIC Financial Advisors, Inc.08-03-2012
Cathy Renea McreynoldsPFS Investments Inc.VALIC Financial Advisors, Inc.07-18-2012
Marshall Quinn ArmstrongFirst Citizens Investor Services, Inc.VALIC Financial Advisors, Inc.06-01-2011
Brian Carl JonesWells Fargo Clearing Services, LLCVALIC Financial Advisors, Inc.10-13-2010
James Michael LaneveLaneve Financial Guidance LLCVALIC Financial Advisors, Inc.03-08-2010
William Brook WescottRaymond James Financial Services, Inc.VALIC Financial Advisors, Inc.02-22-2010
Daniel Scott HughesWFG Investments, Inc.VALIC Financial Advisors, Inc.05-01-2009

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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