Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Andrew R. MerchantMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-01-2013
Benjamin Neil HawkinsSecurities America, Inc.Waddell & Reed09-14-2015
Branden BoschCaitlin John, LLCWaddell & Reed02-24-2017
Brian Charles SalcettiAXA Advisors, LLCWaddell & Reed$10008-19-2013
Brian Patrick CollinsLPL Financial LLCWaddell & Reed08-14-2017
Charles Groome PowellAllstate Financial Services, LLCWaddell & Reed05-08-2013
Christopher Vuthi PramawatAmeriprise Financial Services, LLCWaddell & Reed02-09-2009
Darren BanhMML Investors Services, LLCWaddell & Reed09-15-2009
Darren Christopher PortSpire Securities, LLCWaddell & Reed06-01-2017
James B WalkerMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed05-02-2011
Louis Numa Decuir IIISecurities America, Inc.Waddell & Reed12-24-2014
Mark Michael FryeSpire Securities, LLCWaddell & Reed10-18-2017
Michael Anthony KliemanSpire Securities, LLCWaddell & Reed01-03-2018
Michael Ray BarcliftCharles Schwab & Co., Inc.Waddell & Reed05-23-2013
Quentin Rivalier RoosRaymond James Financial Services, Inc.Waddell & Reed02-17-2011
Richard Thomas CollinsAmerican Portfolios Financial Services, Inc.Waddell & Reed08-31-2017
Ronald Jacob DawsonCaitlin John, LLCWaddell & Reed02-27-2017
Tearanie Janaye ParkerMML Investors Services, LLCWaddell & Reed10-19-2017
Tejas Kiel BartakkeMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed02-03-2016
Timothy Theodore PicciottWealthcare Advisory Partners LLCWaddell & Reed11-18-2015
William Floyd ChancellorMerrill Lynch, Pierce, Fenner & Smith IncorporatedWaddell & Reed07-05-2013

Showing 1 to 21 of 21 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.