Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Robert Wood (Bob), Robert Wood, Jr., (Rob), Carlton BrownRaymond JamesWells Fargo Advisors05-16-2014
Mark BechtleCapitol SecuritiesWells Fargo Advisors$5011-02-2016
Anthony ArcuriLPL Financial LLCWells Fargo Advisors$5512-18-2015
Henry ShoresAmeriprise Financial Services, Inc.Wells Fargo Advisors$6604-30-2015
Scott MathesonAmeriprise Financial Services, Inc.Wells Fargo Advisors$7004-26-2017
James A. Schmidt, Bernice "Bernie" MurffRaymond JamesWells Fargo Advisors$9001-05-2012
Karen HigginsAmeriprise Financial Services, Inc.Wells Fargo Advisors$10204-30-2015
Christian CombergStifel, Nicolaus & Company, IncorporatedWells Fargo Advisors$13305-24-2018
Ed HanksAmeriprise Financial Services, Inc.Wells Fargo Advisors$13401-20-2012
Sam Kim, Scott MannRaymond JamesWells Fargo Advisors$13803-20-2017
Kevin WoodAmeriprise Financial Services, Inc.Wells Fargo Advisors$15404-30-2015
Vic Philleo, Chris Holladay, Kim HendersonRaymond JamesWells Fargo Advisors$16009-17-2015
Jason HemeonRaymond JamesWells Fargo Advisors$17003-21-2018
Hugh Lantz, Michael GochenourJanney Montgomery ScottWells Fargo Advisors$19604-22-2016
Scott Haley, Judy Mansfield, Jason Koptish, Scott GlazeRaymond JamesWells Fargo Advisors$21009-27-2013
Betty Schutte-Box, Troy YenserRaymond JamesWells Fargo Advisors$22210-05-2018
Scot Morris, Alex Brand, Alicia Borghi, Barbara Wiltshire, Hasti ThompsonRaymond JamesWells Fargo Advisors$35001-29-2017
Bradford CoyleSteward PartnersWells Fargo Advisors$50010-04-2018

Showing 1 to 18 of 18 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

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