Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Aeda ChungMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Advisors Financial Network, LLC04-30-2020
Anna Strahs Strahs WattsRaymond James & Associates, Inc.Wells Fargo Advisors Financial Network, LLC03-30-2020
Firhan Nasir ChoudharyB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC$5012-06-2019
David Dereck KassirB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC$15011-15-2019
Frank Richard NickeyCUSO Financial Services, L.P.Wells Fargo Advisors Financial Network, LLC$2508-14-2019
Benjamin Fowler GurleyHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-07-2019
Wesley Brent KaufmanHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-06-2019
Stephen Timothy ClarkeHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-06-2019
Edwin Sidney Martin IIIHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-06-2019
Anita Keyser BostPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$5006-04-2019
Russell Rea Keller JrCary Street PartnersWells Fargo Advisors Financial Network, LLC11-02-2018
Rosario Gregory VezziOppenheimer & Co. Inc.Wells Fargo Advisors Financial Network, LLC10-02-2018
Gordon Walford Daisley IiiPartnervest Advisory Services LLCWells Fargo Advisors Financial Network, LLC07-19-2018
Jeremiah Robert WintersSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-10-2018
David StaplesSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-10-2018
Catherine Michaux Chewning AtwoodSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-10-2018
Dalal Maria SalomonSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-02-2018
Daniel Buford LudwinSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-02-2018
Charles Phillip LucyBay Rivers Group Wealth PartnersWells Fargo Advisors Financial Network, LLC03-07-2018
Bruce Albert LemleyBay Rivers Group Wealth PartnersWells Fargo Advisors Financial Network, LLC03-07-2018
Alan L BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Garland Ray Davis IIRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC11-03-2017
Alyssa Baird LumLuminate Financial PlanningWells Fargo Advisors Financial Network, LLC08-23-2017
William Meade Haskins JrInsight Advisors, LLCWells Fargo Advisors Financial Network, LLC01-19-2017
Steven Farnham CollinsXML SecuritiesWells Fargo Advisors Financial Network, LLC$10005-16-2016
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Showing 1 to 25 of 27 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.