Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Ahmed Osman FarrukOrion Investment Advisors, LLCWells Fargo Advisors Financial Network, LLC04-16-2009
Alan L. BroderickPurshe Kaplan Sterling InvestmentsWells Fargo Advisors Financial Network, LLC$20003-01-2018
Alyssa Baird LumLuminate Financial PlanningWells Fargo Advisors Financial Network, LLC08-23-2017
Anne-Day McCabeLPL Financial LLCWells Fargo Advisors Financial Network, LLC$10007-25-2014
Archna SahayMorgan StanleyWells Fargo Advisors Financial Network, LLC01-18-2012
Benjamin Fowler GurleyHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-07-2019
Bruce Albert LemleyBay Rivers Group Wealth PartnersWells Fargo Advisors Financial Network, LLC03-07-2018
Catherine Michaux Chewning AtwoodSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-10-2018
Charles Phillip LucyBay Rivers Group Wealth PartnersWells Fargo Advisors Financial Network, LLC03-07-2018
Dalal Maria SalomonSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-02-2018
Daniel Buford LudwinSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-02-2018
David Dereck KassirB. Riley Wealth ManagementWells Fargo Advisors Financial Network, LLC11-15-2019
David StaplesSalomon and LudwinWells Fargo Advisors Financial Network, LLC04-10-2018
Douglas Clark DorseyHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-07-2019
Edwin Sidney Martin IIIHeartwood Wealth Advisors, LLCWells Fargo Advisors Financial Network, LLC06-06-2019
Garland Ray Davis IIRaymond James Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC11-03-2017
Joseph Wesley TuckLincoln Financial Securities CorporationWells Fargo Advisors Financial Network, LLC$15006-03-2013
Kenneth Lowe IIIOrion Investment Advisors, LLCWells Fargo Advisors Financial Network, LLC04-16-2009
Kristine Mary LansingValMark Securities, Inc.Wells Fargo Advisors Financial Network, LLC02-09-2017
Leslie Ann Evans-DunnCommonwealth Financial NetworkWells Fargo Advisors Financial Network, LLC$50008-24-2015
Matthew Adam CizlerAmeriprise Financial Services, Inc.Wells Fargo Advisors Financial Network, LLC01-22-2013
Michael Richard GrayCapital One Investment Services LLCWells Fargo Advisors Financial Network, LLC02-10-2014
Russell Rea Keller Jr.Cary Street PartnersWells Fargo Advisors Financial Network, LLC11-02-2018
Scott Thomas AuneOrion Investment Advisors, LLCWells Fargo Advisors Financial Network, LLC05-26-2009
Spencer Dean McgowanSpire Securities, LLCWells Fargo Advisors Financial Network, LLC08-03-2010
Next Page »

Showing 1 to 25 of 29 entries

Page 1 | 2

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.