Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

Filters

Adviser(s) Firm joining Firm leaving AUM ($M) Date
Thomas Sidney Holland IIILPL Financial LLCWells Fargo Clearing Services, LLC04-15-2009
Jeanne Catherine BakerLPL Financial LLCWells Fargo Clearing Services, LLC05-22-2009
Gregory Thaddeus MooreLPL Financial LLCWells Fargo Clearing Services, LLC06-12-2009
Benjamin Preston Ivey Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC07-16-2009
Gregory James StringfieldAmerican Portfolios Financial Services, Inc.Wells Fargo Clearing Services, LLC07-31-2009
Gregory F. HarrisKlaren CapitalWells Fargo Clearing Services, LLC09-04-2009
James Dalton WoodardOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5001-29-2010
William Randolph BowerRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC04-19-2010
John L. BocekMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC$1006-11-2010
Charles Thomas WimerAllstate Financial Services, LLCWells Fargo Clearing Services, LLC06-18-2010
Charles Allen Heyl IIOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC09-03-2010
Darryl Glenn BarnesLPL Financial LLCWells Fargo Clearing Services, LLC$10010-08-2010
Daniel Stuart HellerOppenheimer & Co. Inc.Wells Fargo Clearing Services, LLC$5010-08-2010
Katherine Shelton FonvilleCovenant Wealth AdvisorsWells Fargo Clearing Services, LLC10-25-2010
Johnny Man YunUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2502-25-2011
Kris Andreas WappausUBS Financial Services Inc.Wells Fargo Clearing Services, LLC$2502-25-2011
Greg Stephen HassettMerrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC02-25-2011
Roger Ellis ThomasUSAA Financial Advisors, Inc.Wells Fargo Clearing Services, LLC06-27-2011
Albert D. HaskinsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC06-29-2011
Eugene Harvey HinesLPL Financial LLCWells Fargo Clearing Services, LLC$2507-21-2011
Robert Garnett Clowdis Jr.Woodmen Financial Services, Inc.Wells Fargo Clearing Services, LLC08-12-2011
James Franklin NorrisAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC10-07-2011
James Arthur SchmidtRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC12-02-2011
Edward Ambrose Hanks IIAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5001-20-2012
Keith Mitchell CoxLPL Financial LLCWells Fargo Clearing Services, LLC$2503-16-2012
Next Page »

Showing 1 to 25 of 143 entries

Page 1 | 2 | 3 | 4 | 5 | 6

Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.

X

Hi! Glad you're here and we hope you like all the great work we do here at InvestmentNews. But what we do is expensive and is funded in part by our sponsors. So won't you show our sponsors a little love by whitelisting investmentnews.com? It'll help us continue to serve you.

Yes, show me how to whitelist investmentnews.com

Ad blocker detected. Please whitelist us or give premium a try.