Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Alan Steven Witt Jr.LPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-02-2017
Alan Steven Witt Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-29-2014
Albert D. HaskinsCUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-29-2011
Aleta Ryder MellonLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50005-02-2014
Alex Ethan HendricksonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)03-02-2016
Alexander Coerte VoorheesLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-12-2014
Alexander Simon BrownScott & Stringfellow, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25004-16-2010
Alexander Vaughan BrandRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-01-2017
Alfredo N/A Athie LyverSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10004-05-2013
Alicia Coullier BorghiRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10012-01-2017
Alton Lee Christopher Anders Jr.Merrill Lynch, Pierce, Fenner & Smith IncorporatedWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50007-20-2012
Ame M. McCullinSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10010-18-2017
Amy Adams SchirmerScott & Stringfellow, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-16-2009
Andrew David MainzSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)04-24-2015
Andrew Michael KarrScott & Stringfellow, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)06-12-2009
Anthony Joseph ArcuriLPL Financial LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50012-18-2015
April Lain-Show WuPNC InvestmentsWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-19-2019
Asa Wesley Graves VIGraves-Light Private Wealth Management, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)09-04-2018
Asa Wesley Graves VIIGraves-Light Private Wealth Management, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)08-31-2018
Audrey Lunsford McCrayDavenport & Company LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$10006-01-2017
Austin Baldwin SheldonSunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)11-11-2013
Austin Taylor McelroySunTrust Investment Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)12-21-2015
Barbara Gottschalk WiltshireRaymond James Financial Services, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$50012-01-2017
Benjamin Preston Ivey Jr.CUSO Financial Services, L.P.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)07-16-2009
Bernice Louise MurffRaymond James & Associates, Inc.Wells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25012-02-2011
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on InvestmentNews.com and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.