Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Abbas A. RawootAllstate Financial Services, LLCLPL Financial LLC$10003-26-2012
Andrea Lene StablesAllstate Financial Services, LLCPFS Investments Inc.02-22-2012
Andrew A. McFallsAllstate Financial Services, LLCNYLIFE Securities LLC$10001-24-2013
Arun VermaniAllstate Financial Services, LLCMML Investors Services, LLC03-23-2010
Brian Keith Seymour IIAllstate Financial Services, LLCNorthwestern Mutual Investment Services, LLC02-15-2018
Charles Groome PowellAllstate Financial Services, LLCWaddell & Reed05-08-2013
Charles Thomas WimerAllstate Financial Services, LLCWells Fargo Clearing Services, LLC (Formerly Wells Fargo Advisors, LLC)$25006-18-2010
Cherisse Juliana Ferrier-YardeAllstate Financial Services, LLCFirst Command Financial Planning, Inc.05-06-2016
David Martin McLaughlinAllstate Financial Services, LLCNfp Advisor Services$25003-17-2010
Donald Ellison WrightAllstate Financial Services, LLCNYLIFE Securities LLC11-30-2017
Douglas Louis RobbinsAllstate Financial Services, LLCMML Investors Services, LLC09-03-2009
Eileen Hickey BloxomAllstate Financial Services, LLCSagePoint Financial, Inc.03-17-2016
Gayle Ward GruchowAllstate Financial Services, LLCAXA Advisors, LLC$10006-24-2015
James Brian RohallAllstate Financial Services, LLCSunTrust Investment Services, Inc.$10003-20-2017
James Glenn Halsey Jr.Allstate Financial Services, LLCLifeMark Securities Corp.$21010-04-2012
James Reginald Esaw Jr.Allstate Financial Services, LLCLincoln Financial Advisors Corporation01-16-2014
Jeffrey Robert LayneAllstate Financial Services, LLCFarmers Financial Solutions, LLC10-12-2015
Jennifer Scanlon RossettiniAllstate Financial Services, LLCSunTrust Advisory Services, Inc.03-23-2017
Joseph Ward FrielAllstate Financial Services, LLCMetLife Securities Inc.06-14-2013
Kabirudeen SalamiAllstate Financial Services, LLCSignator Investors, Inc.$10006-24-2011
Kent Emerson BondAllstate Financial Services, LLCLincoln Financial Securities Corporation$10005-10-2010
Kerry Sullivan ShepherdAllstate Financial Services, LLCState Farm VP Management Corp.07-16-2015
Leo Joseph BensonAllstate Financial Services, LLCProEquities, Inc.11-10-2017
Leonard John AmentAllstate Financial Services, LLCSunTrust Investment Services, Inc.01-30-2009
Linda Marie Glantz-MurrayAllstate Financial Services, LLCAXA Advisors, LLC07-14-2014
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Showing 1 to 25 of 39 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.


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