Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

Considering changing firms, making a new hire or exploring an acquisition? Visit the Adviser Center.

Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Kamal Asad MalhisAmeriprise Financial Services, Inc.Citigroup Global Markets Inc.$15003-14-2019
Paul Andrew StaplesAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$1,00002-14-2019
Declan Martin O'ConnellAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$101-25-2019
P Lawrence MurphyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC01-18-2019
Douglas Clayton Melrose Jr.Ameriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$5008-24-2018
Terence Vincent GallagherAmeriprise Financial Services, Inc.Pruco Securities, LLC.04-25-2018
Jason Lee WilliamsAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$10003-15-2018
Bruce Creighton LowreyAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$15012-20-2017
Joshua Michael DeanAmeriprise Financial Services, Inc.Stratos Wealth Partners, Ltd11-29-2017
Herbert Donnell SaundersAmeriprise Financial Services, Inc.The Main Street Group$1009-01-2017
Abraham Edward WalshAmeriprise Financial Services, Inc.Edward Jones$2508-09-2017
George KhalsaAmeriprise Financial Services, Inc.The Investment Center, Inc.07-21-2017
Charles Samuel MasAmeriprise Financial Services, Inc.ValMark Securities, Inc.04-27-2017
Scott Whitman MathesonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC$9304-26-2017
Ronald Victor NeblettAmeriprise Financial Services, Inc.EF Legacy Securities, LLC02-01-2017
Kelly Gallagher PettitAmeriprise Financial Services, Inc.Raymond James Financial Services, Inc.01-11-2017
Sean Michael DuffyAmeriprise Financial Services, Inc.First Georgetown Securities, Inc.$5012-14-2016
Ezra Corbin AmissAmeriprise Financial Services, Inc.SunTrust Investment Services, Inc.$106-30-2016
John Raymond KnudsonAmeriprise Financial Services, Inc.Oppenheimer & Co. Inc.$5006-15-2016
James Albert GiunchiAmeriprise Financial Services, Inc.Chimera Securities, LLC04-28-2016
Alex Ethan HendricksonAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2016
Rebecca Kosnac BaughmanAmeriprise Financial Services, Inc.Wells Fargo Clearing Services, LLC03-02-2016
Ruth Anita PanoAmeriprise Financial Services, Inc.Edward Jones02-26-2016
Jacqwyn HarrellAmeriprise Financial Services, Inc.Next Financial Group, Inc.01-06-2016
Ronald Keith BurtonAmeriprise Financial Services, Inc.Next Financial Group, Inc.01-06-2016
Next Page »

Showing 1 to 25 of 80 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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