Advisers on the Move TEST

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves


Adviser(s) Firm joining Firm leaving AUM ($M) Date
Samuel E. Clyburn Jr.Ameriprise Financial Services, LLCEdward Jones06-26-2020
Susan McLeanAmeriprise Financial Services, LLCAmeriprise Financial Services, LLC04-30-2020
Richard Ronald RomeroAmeriprise Financial Services, LLCPruco Securities, LLC.02-25-2020
Mark D MillsAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.11-26-2019
Holly Lynn RemsingAmeriprise Financial Services, LLCCentaurus Financial, Inc.11-06-2019
Ian Thomas PrymakAmeriprise Financial Services, LLCCapital Analysts$5010-04-2019
Benjamin L. Wright Jr.Ameriprise Financial Services, LLCAllstate Financial Services, LLC09-27-2019
Beverly Amelia TaylorAmeriprise Financial Services, LLCSecurian Financial Services, Inc.$15009-05-2019
Britt Edward HockenberryAmeriprise Financial Services, LLCLPL Financial LLC09-03-2019
Colin J. JohnsonAmeriprise Financial Services, LLCMcAdam LLC07-08-2019
James William Dunn Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC05-31-2019
Kyle Edward GebleinAmeriprise Financial Services, LLCCapitol Securities Management, Inc.05-21-2019
Steven Shelby StricklandAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5005-02-2019
James Patrick HarringtonAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$10005-02-2019
Douglas Eugene MorganAmeriprise Financial Services, LLCLPL Financial LLC05-02-2019
William Hayward CoryAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.04-26-2019
Kamal Asad MalhisAmeriprise Financial Services, LLCCitigroup Global Markets Inc.$15003-14-2019
Paul Andrew StaplesAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC$1,00002-14-2019
Declan M O'ConnellAmeriprise Financial Services, LLCSunTrust Investment Services, Inc.01-25-2019
Patrick Lawrence MurphyAmeriprise Financial Services, LLCWells Fargo Clearing Services, LLC01-18-2019
James L. BerlinAmeriprise Financial Services, LLCPrivate Advisor Group, LLC11-29-2018
Jacquelyn Ann MarrellaAmeriprise Financial Services, LLCWintrust Investments LLC11-17-2018
Melissa Ramona TownesAmeriprise Financial Services, LLCMorgan Stanley08-29-2018
Douglas Clayton Melrose Jr.Ameriprise Financial Services, LLCWells Fargo Clearing Services, LLC$5008-24-2018
Thomas Rogers Shepherd IIIAmeriprise Financial Services, LLCNorthwestern Mutual Investment Services, LLC07-10-2018
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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry. All data and information is the property of InvestmentNews LLC and is protected by copyright and other intellectual property laws. All rights are reserved by InvestmentNews LLC. Data may only be viewed on and can not be resold, republished, redistributed, sublicensed, or copied for any other use without the permission of InvestmentNews LLC.