Advisers on the Move

Never miss a move. The industry's only comprehensive database of financial advisers and brokers changing firms. View over a decade of recruiting activity at wirehouses, regional brokerages, RIAs and independent broker-dealers.

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Latest moves

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Adviser(s) Firm joining Firm leaving AUM ($M) Date
Mark Allen ScottBB&T INVESTMENT SERVICES, INC.Cetera Investment Services LLC09-05-2017
Jason William RidingerBB&T INVESTMENT SERVICES, INC.Northwestern Mutual Investment Services, LLC06-06-2017
Avia Lwana CumberbatchBB&T INVESTMENT SERVICES, INC.Edward Jones02-07-2017
Kultar Singh BindraBB&T INVESTMENT SERVICES, INC.UBS Financial Services Inc.02-07-2017
Lori Ann TamayoBB&T INVESTMENT SERVICES, INC.Compton Wealth Advisory Group, LLC01-13-2017
Michael Shindell GeterBB&T INVESTMENT SERVICES, INC.Wells Fargo Clearing Services, LLC01-10-2017
George Thomas WarrenBB&T INVESTMENT SERVICES, INC.Horace Mann Investors, Inc.12-06-2016
Jacob Robert ShifflettBB&T INVESTMENT SERVICES, INC.Wells Fargo Clearing Services, LLC09-07-2016
Sean Thomas HarlanBB&T INVESTMENT SERVICES, INC.Wells Fargo Clearing Services, LLC09-07-2016
Lawrence L Richmond Jr.BB&T INVESTMENT SERVICES, INC.Merrill Lynch, Pierce, Fenner & Smith Incorporated08-02-2016
Omer Mohamed Ali-TahaBB&T INVESTMENT SERVICES, INC.Citigroup Global Markets Inc.05-03-2016
Paul Matthew BarbieriBb&T Investment Services, Inc.Allstate Financial Services, LLC05-03-2016
Steadman Forrest KnightBB&T INVESTMENT SERVICES, INC.Edward Jones05-03-2016
Tanzima AshrafiBB&T INVESTMENT SERVICES, INC.SunTrust Investment Services, Inc.04-27-2016
Jonathan Richard FerrellBB&T Investment Services, Inc.Infinex Investments, Inc.04-20-2016
Christopher Ryan OwenBb&T Investment Services, Inc.Allstate Financial Services, LLC02-12-2016
Karen Marie KennedyBB&T Investment Services, Inc.State Farm VP Management Corp.01-08-2016
Logan Bart ConroyBB&T INVESTMENT SERVICES, INC.LPL Financial LLC11-02-2015
Thomas Allen DukesBb&T Investment Services, Inc.AXA Advisors, LLC11-02-2015
Tricia Renee MomyerBB&T INVESTMENT SERVICES, INC.PNC Investments11-02-2015
Charles Timothy TideyBB&T INVESTMENT SERVICES, INC.NYLIFE Securities LLC06-01-2015
Frank Warren Carter IIIBB&T INVESTMENT SERVICES, INC.Northwestern Mutual Investment Services, LLC11-03-2014
Michael Paul DarguschBB&T INVESTMENT SERVICES, INC.M&T Securities, Inc.03-14-2013
Randy Lee Saunders Jr.BB&T Investment Services, Inc.Wells Fargo Clearing Services, LLC08-13-2012
Kathleen Marie SlateBB&T Investment Services, Inc.M&T Securities, Inc.06-29-2011
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Showing 1 to 25 of 28 entries

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Disclaimer & Methodology: The InvestmentNews Advisers on the Move database is designed to capture all recruiting activity of retail financial advisers/teams of advisers as they move from one firm to another. The activity recorded within the database comes from a number of sources, including InvestmentNews and other media reports; press releases; direct submissions that have been reviewed by InvestmentNews; and regulatory filings. To qualify as a move, no more than 60 days can have elapsed between the date an adviser/team leaves one firm and the date they join another. Any adviser registration changes that came as a result of merger & acquisition activity are not recorded as moves in the database. Finally, please note that all AUM data is user-submitted and is not audited by InvestmentNews or any regulatory agency. When AUM data is unavailable, a “ — “ is listed in the record’s AUM field entry.

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